ES4, LLC has disclosed its quarterly holdings in a recent filing, reporting a total investment value of approximately $190.97 million as of September 30, 2026. This filing is significant as it highlights the company's investment strategies and positions within the financial services sector.

The filing, submitted on November 9, 2026, details the company's holdings across various exchange-traded funds (ETFs) and other financial instruments. This diverse asset allocation suggests a strategic approach to managing investments amidst changing market conditions.

Background

ES4, LLC is a financial services company incorporated in Delaware. The company operates in the investment management sector, focusing on asset management strategies. The recent filing is part of its ongoing regulatory requirements under the Securities Exchange Act of 1934.

What the Filing Says

The 13F-HR filing indicates that ES4, LLC's total holdings amount to $190,973,915, with 31 different positions reported. The document was signed by Jay Wadkins, the company's President, affirming the accuracy of the reported information.

Impact

This filing may affect various stakeholders, including investors, analysts, and competitors within the financial services sector. The details of ES4's investment strategy could provide insights into market trends and asset allocation preferences, potentially influencing investment decisions across the industry.

What's Next

The filing does not say what happens next.