Citigroup Global Markets Ltd has filed a 13F Notice with the SEC, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides insights into the company's investment strategies and positions within the financial services industry.
Citigroup Global Markets Ltd, a subsidiary of Citigroup Inc., operates in the financial services sector. The company is registered under the CIK number 0001012467 and has been active in recent filings, including a 13F-NT on November 4, 2026, and several other forms throughout 2026.
The filing states, "report type: 13F NOTICE" and includes information about the filing manager, Simon Cumming, who is the Assistant Company Secretary. The business address for Citigroup Global Markets Ltd is located at Citigroup Centre, Canada Square, Canary Wharf, London, England, E145LB.
This filing may affect various stakeholders, including investors and analysts who rely on such disclosures to gauge the company's market position and investment strategy. The insights from this filing could also influence competitors in the financial services sector.
The filing does not say what happens next.
Filing Details
The 13F Notice was filed as of November 4, 2026, and pertains to the reporting period ending September 30, 2026. The submission type is classified under the SEC Act of 1934, with the SEC file number 028-04309.
Citigroup Global Markets Ltd operates under the Central Index Key (CIK) number 0001012467. The filing includes a cover page that lists the report calendar as September 30, 2026, and indicates that the report type is a 13F Notice.
Contact Information
For inquiries, the business phone number for Citigroup Global Markets Ltd is +44-20-7500-5500. The signature block in the filing is signed by Simon Cumming, who holds the title of Assistant Company Secretary.
Other Managers
The filing also mentions another manager, Citigroup Inc, which has its own SEC file number (028-02427) and CIK (0000831001). This indicates that Citigroup Inc may also have significant investment holdings that could complement the information provided in the 13F Notice for Citigroup Global Markets Ltd.
"This filing may provide a broader view of the investment strategies employed by Citigroup as a whole, beyond the holdings of Citigroup Global Markets Ltd alone."
While the filing provides a wealth of information regarding the company's structure and reporting, it does not disclose specific investment holdings or the overall value of the assets managed by Citigroup Global Markets Ltd as of the reporting date.
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