Bay Harbor Wealth Management, LLC has filed its latest quarterly holdings report, revealing a total investment value of approximately $440 million as of September 30, 2026. This significant update highlights the firm's investment strategies and provides insights into its positioning within the competitive investment management industry.

The filing indicates that Bay Harbor Wealth Management continues to adapt its portfolio in response to market conditions, reflecting a strategic approach to asset management. The firm reported a total of 1,358 entries in its holdings, which demonstrates a diverse investment strategy across various sectors.

Background

Bay Harbor Wealth Management, LLC is a Maryland-based investment management firm, identified by its Central Index Key (CIK) number 0001767989. The firm specializes in managing assets for clients and has been actively filing various reports with the SEC. Recent filings include multiple 13F-HR forms, with the latest dated November 3, 2026, and previous filings occurring throughout 2026.

What the Filing Says

The recent filing, accession number 0001437749-26-034537, provides detailed information about Bay Harbor's holdings. The report covers the period ending September 30, 2026, and includes a total value of holdings amounting to $439,983,833. The filing also notes that the firm has included three other managers in its report, which are Dana Investment Advisors, Inc., Dimensional Fund Advisors LP, and AssetMark, Inc.

Impact

This quarterly report may affect various stakeholders, including clients, competitors, and market analysts. Clients may gain insights into the firm's investment performance and strategy, while competitors might analyze Bay Harbor's holdings to assess market trends and competitive positioning. The presence of other managers in the report highlights the collaborative nature of the investment management industry.

What's Next

The filing does not specify what happens next for Bay Harbor Wealth Management. However, continued monitoring of market conditions and potential future filings will likely provide further insights into the firm's strategic decisions and portfolio adjustments.