Aspen Private Advisors, LLC has disclosed its latest investment holdings in a recent SEC filing, revealing a total portfolio value of approximately $100.9 million as of September 30, 2026. This filing is significant as it provides insights into the firm's investment strategies and market positioning.

Background

Aspen Private Advisors, LLC is an investment advisory firm based in Sioux Falls, South Dakota. The company is classified under the SEC's other entity type and has been actively filing reports with the SEC, including its most recent Form 13F-HR on October 27, 2026. The firm focuses on managing investments for its clients, providing insights and strategies tailored to meet their financial goals.

What the Filing Says

The recent filing indicates that Aspen Private Advisors holds a total of 17 different securities, with a combined value of $100,894,874. The filing emphasizes that the firm exercises sole investment discretion over these holdings.

Impact

This update may affect various stakeholders, including clients of Aspen Private Advisors who rely on the firm for investment management. Additionally, it highlights the competitive landscape among investment advisory firms, particularly those focusing on exchange-traded funds (ETFs) and fixed-income securities.

What's Next

The filing does not say what happens next.

Investment Holdings Breakdown

Aspen Private Advisors, LLC's investment portfolio includes a diverse range of securities, with a total of 17 different holdings. Notably, the largest position is in the Dimensional ETF Trust, specifically the World Ex US Core, valued at approximately $27.66 million. Other significant holdings include the DFA Investment Dimensions Group's U.S. High Relative, valued at around $14.37 million, and the American Century ETF Trust, valued at approximately $34.49 million.

Details of Major Holdings

The firm has a substantial allocation in various iShares ETFs, particularly focused on fixed-income securities. For instance, the iShares TR has multiple positions, including IBonds with different maturity dates, indicating a strategy that balances both equity and fixed-income investments. The total value of the iShares positions collectively amounts to over $1.5 million, showcasing the firm's commitment to diversified investment strategies.

Compliance and Regulatory Information

The filing was signed by Todd Dathe, the Chief Compliance Officer of Aspen Private Advisors, LLC, emphasizing the firm's adherence to SEC regulations. The firm operates under the SEC file number 801-113814 and maintains a central index key of 0002143677, which is crucial for regulatory compliance and transparency in its investment activities.

Conclusion

While the filing provides a comprehensive overview of Aspen Private Advisors' holdings, it does not include specific details regarding the firm's investment performance or future outlook. Additionally, there are no insights into any changes or trends in the firm's investment strategy compared to previous filings.