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Tuesday, November 3, 2026

Regulation

Delisting, cyber, auditor, and compliance

Maris Tech Secures Follow-On Order in Defense Sector

Maris Tech Ltd. announces a follow-on order from an Israeli defense company, enhancing its presence in UAV technology and video processing solutions.

TMX Alpha US updates trading services with new amendments

TMX Alpha US, LLC has filed an amendment to enhance its trading services, introducing new security types and tiering options for broker-dealers.

Arbe Robotics to Discuss Q3 2026 Financial Results on Nov 19

Arbe Robotics Ltd. will hold a conference call on November 19, 2026, to discuss its third quarter financial results, reflecting its commitment to stakeholder engagement.

Quanome Technologies secures $13.5 million prepayment for AI

Quanome Technologies announces a $13.5 million prepayment for AI services, marking a key milestone in its new AI computing business.

BTQ Technologies Launches MIMIQ Emulator for 35,000 Developers

BTQ Technologies Corp. announces MIMIQ™ quantum emulator availability to over 35,000 developers on qBraid, enhancing quantum software development.

ING Groep NV reports strong Q3 2026 results with €1.85B profit

ING Groep NV shows strong Q3 2026 results with a net profit of €1.85 billion, reflecting growth in customer base and lending amid economic challenges.

ING Groep NV announces €1.9 billion shareholder distribution

ING Groep NV reveals a shareholder distribution program of up to €1.9 billion, including a buyback and cash payment, to maintain its CET1 ratio.

Resolution Minerals reports progress in gold exploration efforts

Resolution Minerals Ltd announces significant gold exploration developments in its latest filing, highlighting drilling successes at the Golden Gate project.

ABS Long/Short Strategies Fund Launches Tender Offer

ABS Long/Short Strategies Fund has announced a tender offer to buy back shares, aiming to enhance liquidity and provide an exit option for investors.

Founder Funds Trust Secures New Fidelity Bond for Protection

Founder Funds Trust files for a new fidelity bond, enhancing financial security and compliance in the investment industry.

ZenaTech changes independent auditor to Mercurius & Associates

ZenaTech, Inc. has appointed Mercurius & Associates LLP as its new auditor, replacing Bansal & Co. LLP, effective October 23, 2026.

Hartley Income Fund Updates Net Asset Value to $100.29

Hartley Income Fund, LLC announces its updated net asset value per Class A Unit at $100.29, reflecting its performance in the real estate sector.

National Financial Services LLC Updates ATS Affiliate Trading Rules

National Financial Services LLC amends affiliate trading activities on its ATS, impacting trading operations and compliance for its subscribers.

Strategy Inc announces operational changes in new 8-K filing

Strategy Inc files 8-K detailing operational changes, impacting the Finance Services industry and prompting competitor reassessments.

Cementos Pacasmayo announces tender offer from Holcim subsidiary

Cementos Pacasmayo SAA reports a tender offer from Inversiones ASPI S.A., a Holcim Ltd. subsidiary, affecting shareholders in Peru and the U.S.

ProQR Therapeutics to Present Key Clinical Progress at Conferences

ProQR Therapeutics N.V. announces upcoming presentations on AX-0810 and AX-0811, showcasing advancements in RNA therapies at major conferences.

Advisor Managed Portfolios ETF to be delisted from NYSE Arca

Advisor Managed Portfolios' LionShares U.S. Equity Total Return ETF will be removed from NYSE Arca effective November 9, 2026, impacting investors and the industry.

ING Groep NV completes 2026 SREP with stable capital requirements

ING Groep NV announces completion of 2026 SREP, maintaining stable capital requirements, a positive sign for its financial health and the commercial banking sector.

Healthcare Triangle Executes Reverse Stock Split to Regain Nasdaq Compliance

Healthcare Triangle, Inc. has completed a one-for-twenty reverse stock split to meet Nasdaq's listing requirements, impacting its outstanding shares.

Socket Mobile to Transition from Nasdaq to OTCID Market

Socket Mobile, Inc. announces its transition from Nasdaq to the OTCID Market to reduce costs and refocus on core business operations.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →