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Tuesday, November 3, 2026

Regulation

Delisting, cyber, auditor, and compliance

Lind Capital Partners announces quarterly share repurchase offer

Lind Capital Partners Municipal Credit Income Fund announces a quarterly repurchase offer for shares, enhancing liquidity for investors.

Admiral Securities updates ATS-N/UA with operational changes

Admiral Securities LLC amends its ATS-N/UA filing, updating hours of operation and fee structures, impacting subscribers and the trading industry.

Solmate Infrastructure Confirms No Exposure to Binance Incident

Solmate Infrastructure PLC reassures stakeholders by confirming no exposure to Binance amid security incidents, holding assets with qualified custodians.

Eagle Point Income Co's Preferred Shares to Be Delisted

Eagle Point Income Co's 5.00% Series A Term Preferred Shares will be delisted from the NYSE effective November 10, 2026, following their redemption.

Game Your Game Faces Nasdaq Delisting, Appoints New Director

Game Your Game Inc. risks delisting from Nasdaq after failing to meet bid price requirements, while appointing Veronica V. Montenegro to its board.

AITX to Unveil RAIA, Targeting $1.49B Mobile Surveillance Market

Artificial Intelligence Technology Solutions Inc. announces the upcoming launch of RAIA, a portable solar-powered security tower aimed at disrupting the mobile surveillance market.

Kurtz George Sells Shares in CrowdStrike Holdings, Inc.

Kurtz George, CEO of CrowdStrike, reported multiple stock sales in SEC filing, reflecting ongoing management activity in the cybersecurity sector.

Harvestons Securities reports financials in latest filing

Harvestons Securities, Inc. files latest financial report, underscoring compliance and transparency in the broker-dealer industry.

Aldel Financial II Inc. Issues $1M Note Amid Nasdaq Delisting

Aldel Financial II Inc. issues a $1 million promissory note as it faces delisting from Nasdaq, transitioning to over-the-counter trading.

Dynagas LNG Partners Schedules 2026 Annual Meeting of Partners

Dynagas LNG Partners LP announces its 2026 Annual Meeting of Limited Partners on November 27, 2026, focusing on key governance proposals.

Smart Logistics Global Gets 180-Day Extension from Nasdaq

Smart Logistics Global Ltd receives 180-day extension from Nasdaq to meet minimum bid price requirement, allowing until April 2027 for compliance.

Propanc Biopharma Faces Nasdaq Delisting Over Bid Price

Propanc Biopharma is at risk of delisting from Nasdaq due to non-compliance with minimum bid price requirements, highlighting industry challenges.

Glucotrack, Inc. to be Delisted from Nasdaq for Noncompliance

Glucotrack, Inc. will be delisted from Nasdaq after failing to meet bid price requirements. The company plans to trade on OTC markets.

Paradigm Capital U.S. Inc. Files Financial Report for 2026

Paradigm Capital U.S. Inc. has submitted its financial report, revealing key insights into its operations and compliance with SEC regulations.

Cementos Pacasmayo faces regulatory scrutiny over valuation report

Cementos Pacasmayo SAA faces regulatory scrutiny from the Superintendence of the Securities Market regarding a recent valuation report, impacting the hydraulic cement industry.

Cullen/Frost Bankers to Transfer Listings to Texas Stock Exchange

Cullen/Frost Bankers, Inc. announces a transfer of its stock listings from NYSE to the Texas Stock Exchange, effective November 12, 2026.

IPC Alternative Real Estate Income Trust Announces New Distribution

IPC Alternative Real Estate Income Trust, Inc. has authorized a new distribution for shareholders, marking a significant move in the real estate investment trust sector.

Winterflood Securities files X-17A-5 report on compliance

Winterflood Securities US Corporation files X-17A-5 report, confirming no material weaknesses and compliance as a broker-dealer.

ESG Inc. Changes Independent Registered Public Accountant

ESG Inc. transitions from TQ International to Shah Teelani & Associates as its independent registered public accounting firm, aiming to enhance financial oversight.

Maris Tech Secures Follow-On Order in Defense Sector

Maris Tech Ltd. announces a follow-on order from an Israeli defense company, enhancing its presence in UAV technology and video processing solutions.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →