Tidal Trust III has made a significant filing with the U.S. Securities and Exchange Commission (SEC) on October 30, 2026. The filing certifies that there are no changes to the definitive materials associated with its investment products. This update is essential for maintaining compliance with SEC regulations and fostering investor confidence.
The filing highlights the Trust's commitment to transparency and adherence to regulatory standards. By certifying that the forms of Prospectus and Statement of Additional Information have not changed, Tidal Trust III reassures its investors and stakeholders of its operational stability.
Background
Tidal Trust III is an investment entity based in Milwaukee, Wisconsin. The Trust operates under the SEC File Numbers 333-221764 and 811-23312. It has undergone name changes in the past, previously known as Impact Shares Trust I and Impact Shares Funds I Trust. The Trust manages several investment products, including the Impact Shares NAACP Minority Empowerment ETF and the Impact Shares Women’s Empowerment ETF.
What the Filing Says
The SEC filing, referenced under accession number 0001999371-26-023915, states, “the Trust on behalf of its series, the Impact Shares NAACP Minority Empowerment ETF and Impact Shares Women’s Empowerment ETF, hereby certifies that the forms of Prospectus and Statement of Additional Information that would have been filed under Rule 497(b) or (c) would not have differed from that contained in the most recent amendment effective October 28, 2026.” This statement confirms the consistency of the Trust's materials with the previously filed documents.
Impact
This certification may affect investors and stakeholders who rely on the Trust's transparency and regulatory compliance. It also impacts the broader investment management industry, particularly firms that offer similar investment products. Competitors in this space, such as Impact Shares, may take note of Tidal Trust III's commitment to maintaining regulatory standards.
What's Next
The filing does not say what happens next. However, Tidal Trust III's ongoing compliance with SEC regulations will likely continue to be a focus as it manages its investment products.
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