SmartTrust 769 has filed a certification confirming that there are no changes in its definitive materials. This filing is significant as it reflects the company's commitment to transparency and compliance with regulatory standards.
Background
SmartTrust 769, incorporated in New York, operates under the Central Index Key (CIK) 0002062972. The company is categorized as an 'other' entity type and has recently filed several documents, including a registration statement on Form S-6.
What the Filing Says
The filing, dated November 6, 2026, certifies that the most recent amendment to the registration statement does not differ from what would have been filed under Rule 497(b) of the Securities Act. This certification was filed electronically with the Commission on November 5, 2026.
Impact
This certification may affect investors and stakeholders by reinforcing their confidence in SmartTrust 769’s operations and adherence to regulatory requirements. It also sets a standard for other firms in the investment sector.
What's Next
The filing does not say what happens next.
Company Details
SmartTrust 769 is incorporated in New York and operates under the Central Index Key (CIK) 0002062972. The company is registered with an Employer Identification Number (EIN) of 000000000. Its business address is located at 2001 Route 46, Waterview Plaza, Parsippany, NJ 07054, where it can be reached at the phone number 973-299-8989.
Filing Specifics
This filing is categorized as a 497J form under the Securities Act of 1933, with the SEC file number 333-298420. The filing was accepted on November 6, 2026, and indicates that it has a public document count of one.
Signatory Information
The certification was signed by Kevin D. Mahn, who is an authorized signatory for Hennion & Walsh, Inc., the entity representing SmartTrust 769. This adds a layer of credibility to the filing, as it is backed by an authorized individual from the managing firm.
Missing Information
The filing does not provide any details regarding the financial performance of SmartTrust 769 or any specific investment strategies that may be employed by the fund. Additionally, there is no mention of future plans or potential changes that may affect the fund's operations.
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