Nomura ETF Trust II has filed a certification with the U.S. Securities and Exchange Commission (SEC) confirming that the forms of its Prospectus and Statement of Additional Information remain unchanged. This filing, made under Rule 497(j), is significant for the company as it indicates stability in its offerings amidst a competitive investment landscape.
The filing, dated October 29, 2026, serves as a reassurance to investors and stakeholders that there are no discrepancies between the current documents and those previously filed in Post-Effective Amendment No. 77 to the Registrant’s Registration Statement on Form N-1A. This amendment was electronically filed with the SEC on October 26, 2026, for immediate effectiveness.
Background
Nomura ETF Trust II is an investment entity focused on providing various exchange-traded funds (ETFs). The trust operates under the Central Index Key (CIK) 0000809064. Its recent filings include Form 497J, which was filed on October 29, 2026, and Form 485BXT, which was filed just two days earlier on October 27, 2026. This consistent activity suggests an ongoing commitment to regulatory compliance and investor transparency.
What the Filing Says
The certification states, "This letter serves as certification that the forms of Prospectus and Statement of Additional Information that would have been filed under paragraph (c) of Rule 497 would not have differed from those filed in Post-Effective Amendment No. 77." This language underscores the importance of maintaining consistency in the information provided to investors.
Impact
This filing may affect current and potential investors in Nomura ETFs, as it reassures them of the stability and consistency of the fund's offerings. It also highlights the competitive nature of the investment industry, where firms like Voyageur Insured Funds are also active.
What's Next
The filing does not say what happens next, leaving stakeholders to await further updates from Nomura ETF Trust II regarding any future changes or developments.
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