Neptune Rem LLC/TA has made a significant move by filing a TA-1 form with the SEC, indicating a change in its transfer agent. This change is important as it may enhance the company's operational efficiency and streamline its shareholder management processes.
Neptune Rem LLC/TA, incorporated in Delaware, operates out of Norfolk, Nebraska. The company has a Central Index Key (CIK) of 2156561. Its recent filing history includes another TA-1 form filed on October 7, 2026, under accession number 0001104659-26-114250.
The filing states that the change in transfer agent is effective as of November 6, 2026. The form does not provide further details about the reasons for the change or the new transfer agent's identity.
This update may affect shareholders and investors who rely on accurate and efficient management of their records. Additionally, it could influence how other companies in the transfer agent industry operate, as they may need to adjust to new practices or standards that emerge from this change.
The filing does not say what happens next, leaving stakeholders to await further announcements or updates from the company.
Company Details
Neptune Rem LLC/TA is registered under the Employer Identification Number (EIN) 921301404. The company’s fiscal year ends on December 31, which is an important detail for stakeholders monitoring financial performance and reporting timelines.
Contact Information
The company is located at 412 W Norfolk Ave, Suite 2, Norfolk, NE 68701. For any inquiries, stakeholders can reach them at the business phone number 970-634-9281.
Regulatory Compliance
Notably, the filing indicates that Neptune Rem LLC/TA has no involvement in any felony or misdemeanor activities, nor has it faced any violations of investment-related regulations. This clean disciplinary history may enhance investor confidence in the company.
Management Signature
The filing is signed by John Arsenault, who holds the title of Manager, indicating his responsibility in the management of the transfer agent change.
The form does not provide insights into the strategic plans or future directions of Neptune Rem LLC/TA following this change, nor does it disclose the identity of the previous or new transfer agents involved in this transition.
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