FT 13353 has taken a significant step by filing a definitive letter with the SEC, certifying that its most recent amendment to the registration statement does not differ from previous filings. This action is crucial as it demonstrates the trust's commitment to regulatory compliance and transparency.
As a trust managed by First Trust Portfolios L.P., FT 13353 operates within the investment management sector. The company is incorporated in Illinois and has its business address in Wheaton, Illinois. Its recent filings include a Form 487 on November 10, 2026, and a Form S-6 on September 16, 2026, indicating ongoing activities related to its registration.
The filing states, "this letter serves to certify that the most recent Amendment to the Registration Statement on Form S-6 for the above captioned Trust does not differ from that which would have been filed pursuant to Rule 497(b) of the Securities Act." This statement underscores the trust's adherence to the necessary SEC regulations.
This update may affect investors and stakeholders in FT 13353, providing them with assurance regarding the trust's compliance with regulatory requirements. It also positions the trust favorably within the competitive landscape of investment management.
The filing does not say what happens next.
The filing was submitted under the Securities Act of 1933, specifically referencing Rule 497(j), which allows for the certification that the amendment does not differ from prior filings. This regulatory framework is designed to ensure that investors receive consistent and reliable information regarding the trust's offerings.
Furthermore, the filing indicates that the most recent amendment, Amendment No. 1, was electronically filed with the SEC on November 10, 2026. This highlights the trust's proactive approach in maintaining its registration status and ensuring compliance with SEC requirements.
FT 13353 operates under the oversight of First Trust Portfolios L.P., which serves as the depositor. The trust's business address is listed as 120 East Liberty Drive, Suite 400, Wheaton, Illinois, further establishing its presence in the investment management industry.
While the filing provides essential details about the trust's compliance and regulatory adherence, it does not include information on the specific investment strategies or assets held by FT 13353, nor does it outline any upcoming changes or projections for the trust's performance.
Read Next
FT 13501 Files Initial Registration Statement for New Units
WisdomTree Digital Trust Delays Registration Statement Effectiveness
Volatility Shares Trust Delays 5x GLD ETF Registration
Bridge Builder Trust Sets New Effective Date for Fund Launch
Hartford Funds unveils summary prospectus for new ETF
Schulhoff & Co Inc. reveals $246.3M in latest 13F-HR filing









