Forum Funds has recently filed a 24F-2NT, detailing its securities sales and redemptions. This filing, submitted on November 4, 2026, is crucial for understanding the company's current financial position and its implications for the broader investment industry.

Background

Forum Funds is an investment company based in Portland, Maine. It operates under the Central Index Key (CIK) 0000315774. The company is registered with the SEC and is primarily involved in managing various investment funds. Its recent filings include a mix of forms related to its investment activities, demonstrating its ongoing operations in the financial market.

What the Filing Says

The filing indicates that Forum Funds had an aggregate sale price of securities sold amounting to $31,739,711. However, the company also reported an aggregate price of securities redeemed or repurchased during the fiscal year at $34,217,131. Notably, the filing shows a net sales figure of $0, with redemption credits available for future use reported at negative $59,980,287.

Impact

This filing may affect investors and stakeholders of Forum Funds, as it highlights the company's current liquidity position and its ability to manage redemption requests. The significant redemptions could influence investor confidence and future fund performance. Additionally, competitors in the investment sector may analyze these figures to inform their strategies in managing similar funds.

What's Next

The filing does not say what happens next.