Forum Funds has filed a certification that confirms its latest prospectus and statement of additional information for three of its funds remain unchanged. This filing is significant as it suggests stability for the company and its offerings, which may be reassuring to investors.

On November 2, 2026, Forum Funds submitted a 497J filing with the U.S. Securities and Exchange Commission (SEC). The filing certifies that the documentation for the DF Dent Premier Growth Fund, DF Dent Midcap Growth Fund, and DF Dent Small Cap Growth Fund, dated November 1, 2026, does not differ from the previously filed registration statement.

Background

Forum Funds is an investment company incorporated in Delaware. It operates under the Central Index Key (CIK) 0000315774. The company has been active in the investment management sector, focusing on various funds designed to meet different investment strategies.

What the Filing Says

The filing states, "the Registrant certifies that the Prospectus and Statement of Additional Information for the DF Dent Premier Growth Fund, the DF Dent Midcap Growth Fund, and the DF Dent Small Cap Growth Fund... do not differ from those contained in the Registration Statement of the Registrant which was filed electronically via EDGAR on October 23, 2026." This indicates that the funds' details, including investment strategies and fees, remain consistent.

Impact

This filing may affect investors looking for stability in their investment choices. By confirming that there are no changes in the fund materials, Forum Funds may attract investors who prioritize consistency in their investment strategies. The filing also indirectly impacts competitors in the investment management industry, as it highlights Forum Funds' commitment to maintaining its offerings without alteration.

What's Next

The filing does not say what happens next.