Forum Funds has filed a certification with the U.S. Securities and Exchange Commission (SEC) confirming that there have been no changes to the materials for its Auxier Focus Fund. This filing, made on November 2, 2026, is significant as it demonstrates the company's commitment to regulatory compliance and transparency in its communications with investors.

Forum Funds is a Delaware statutory trust focused on investment management. The firm operates in the investment sector and is known for its Auxier Focus Fund, which offers various share classes to cater to different investor needs. The recent filing is part of a series of submissions that the company has made, including a registration statement filed electronically on October 21, 2026.

The filing states, "The Registrant certifies that the Prospectus and Statement of Additional Information for the Auxier Focus Fund, dated November 1, 2026, do not differ from those contained in the Registration Statement of the Registrant." This statement assures investors that the information they have received remains consistent and reliable.

This development may affect current and potential investors in the Auxier Focus Fund, as it reinforces the trust and reliability of the fund's materials. By certifying that there are no changes, Forum Funds aims to maintain investor confidence and uphold its reputation in the competitive investment landscape.

Looking ahead, the filing does not specify what actions will follow. However, the commitment to transparency suggests that Forum Funds will continue to prioritize clear communication with its investors and regulatory bodies.