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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

BSN Capital LLP Files Quarterly Report on Investments

BSN Capital LLP has filed its quarterly report, detailing investment strategies as of September 30, 2026, highlighting transparency in the investment management sector.

FT 12242 Files Notice Under Rule 24f-2 for Securities

FT 12242 has filed a Rule 24f-2 notice, reflecting its commitment to regulatory compliance in the investment management industry.

FT 12228 Files Notice of Effectiveness for Securities Registration

FT 12228 has filed a notice regarding the effectiveness of its registration statement, impacting its ability to issue securities.

FT 12218 Files Rule 24f-2 Notice for Additional Securities

FT 12218 has submitted a Rule 24f-2 notice to register more securities, signaling growth and competition in the investment sector.

FT 12241 Files Rule 24f-2 Notice for Additional Securities

FT 12241 has filed a Rule 24f-2 notice to register additional securities, signaling an expansion strategy in the investment industry.

FT 12223 Files Rule 24f-2 Notice for Additional Securities

FT 12223 has filed a Rule 24f-2 notice to register additional securities, signaling an expansion strategy in the investment sector.

Mascagni Wealth Management files quarterly 13F-HR report

Mascagni Wealth Management files its 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the wealth management industry.

FT 12221 files notice to register additional securities

FT 12221 has filed a notice under Rule 24f-2 to register additional securities, reflecting a strategic move to expand its investment offerings.

BSN Holdings Ltd files quarterly investment report

BSN Holdings Ltd has submitted its quarterly report, detailing investment activities as of September 30, 2026, impacting investor confidence and industry strategies.

FT 12235 Files Annual Securities Registration Notice

FT 12235 has filed a notice with the SEC for annual securities registration, showcasing its commitment to compliance and transparency.

TRUST FOR PROFESSIONAL MANAGERS Files Definitive Materials

TRUST FOR PROFESSIONAL MANAGERS has filed definitive materials, signaling updates to its investment offerings and strategies in the investment management industry.

Innovator ETFs Trust updates offerings with new filing

Innovator ETFs Trust has filed definitive materials to enhance its ETF offerings, reflecting a trend in the investment industry.

Merk Alexander Files Preliminary Proxy Statement for Shareholder Vote

Merk Alexander has filed a preliminary proxy statement, signaling upcoming shareholder actions and a focus on governance practices.

TABLEAUX LLC files quarterly report on investment holdings

TABLEAUX LLC has submitted its quarterly report detailing its investment holdings, providing insights into its strategies and position in the investment management sector.

Values First Advisors files latest 13F-HR report for Q3

Values First Advisors, Inc. files its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its current investment strategy.

Wealth Effects LLC files 13F-HR report for Q3 2026

Wealth Effects LLC has submitted its 13F-HR report, revealing its investment holdings as of September 30, 2026, important for understanding market trends.

SWP Financial LLC files quarterly 13F-HR report for Q3 2026

SWP Financial LLC has submitted its 13F-HR report for Q3 2026, outlining its investment holdings and strategies.

Blue Jean Financial reveals quarterly investment holdings

Blue Jean Financial LLC files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting strategic positioning in finance.

FT 11708 files notice for effectiveness under Rule 24f-2

FT 11708 has filed a notice for effectiveness under Rule 24f-2, allowing for the continuous offering of its securities, reflecting industry trends.

Northern Lights Fund Trust Files Post-Effective Amendment

Northern Lights Fund Trust's recent filing indicates updates to its investment strategies, effective October 28, 2026, impacting the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →