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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

FT 13033 files Rule 24f-2 notice to register additional shares

FT 13033 filed a Rule 24f-2 notice, signaling plans to register more shares, enhancing its capital-raising capabilities in the investment sector.

Amalgamated Bank Files Quarterly 13F-HR Report

Amalgamated Bank submits its quarterly 13F-HR filing, revealing its investment holdings as of September 30, 2026, marking a commitment to transparency.

FT 12998 Files Rule 24f-2 Notice for Additional Securities

FT 12998 has filed a notice under Rule 24f-2, indicating its intent to register additional securities, reflecting trends in the investment industry.

Franklin Gold & Precious Metals Fund Files Rule 24f-2 Notice

Franklin Gold & Precious Metals Fund has filed a Rule 24f-2 notice to register additional securities, signaling an expansion strategy.

KPP Advisory Services files quarterly report on holdings

KPP Advisory Services LLC has submitted its quarterly report detailing institutional holdings, providing insights into its investment strategies.

FT 12995 Files Rule 24f-2 Notice for Additional Securities

FT 12995 has filed a notice under Rule 24f-2 to register additional securities, signaling an expansion in its offerings.

FT 12994 files notice for additional securities registration

FT 12994 has submitted a notice under Rule 24f-2, indicating plans for additional securities registration, signaling a proactive capital management strategy.

Hartford Funds files summary prospectus for new ETF

Hartford Funds Exchange-Traded Trust has filed a summary prospectus for its Hartford Alpha Capture International Equity ETF, expanding its investment offerings.

FT 13000 Files Rule 24f-2 Notice for Regulatory Compliance

FT 13000 has filed a Rule 24f-2 notice, marking a significant regulatory step. Details on implications for the company and industry remain limited.

FT 13004 files notice for additional securities registration

FT 13004 has filed a notice under Rule 24f-2, indicating its intent to register additional securities, expanding its market offerings.

FT 13006 Files Notice of Effectiveness for Securities Offering

FT 13006 has filed a notice of effectiveness for its registration statement, allowing for the issuance of additional securities, impacting its capital strategy.

FT 12999 Files Rule 24f-2 Notice for Additional Securities

FT 12999 has filed a Rule 24f-2 notice to register additional securities, potentially enhancing its market presence and investment options.

FT 12258 Files Notice to Register Additional Securities

FT 12258 has filed a notice under Rule 24f-2 to register more securities, signaling growth and expansion in its investment offerings.

Franklin Fund Allocator Series Files Rule 24f-2 Notice

Franklin Fund Allocator Series files a Rule 24f-2 notice, signaling intent to register additional securities, impacting the investment sector.

FT 12971 Files Rule 24f-2 Notice with SEC

FT 12971 has filed a Rule 24f-2 notice with the SEC, reflecting its commitment to regulatory compliance in the investment management industry.

FT 13005 Files Notice to Register Additional Securities

FT 13005 has filed a notice under Rule 24f-2 to register additional securities, reflecting its ongoing investment management strategies.

Franklin Global Trust Files Rule 24f-2 Notice for Securities

Franklin Global Trust has filed a Rule 24f-2 notice, signaling compliance and transparency in the investment sector, potentially impacting investor confidence.

Verity & Verity, LLC files quarterly 13F-HR report

Verity & Verity, LLC has submitted its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

FT 13003 Files Notice of Effectiveness Under Rule 24f-2

FT 13003 has filed a notice of effectiveness under Rule 24f-2, allowing continued securities offerings. This reflects compliance in the financial services industry.

FT 12972 Files Rule 24f-2 Notice for Additional Securities

FT 12972 has filed a Rule 24f-2 notice, enhancing its capacity to raise capital and reflecting a proactive approach in the investment management industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →