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Tuesday, November 3, 2026

Deals

Mergers, asset sales, and major contracts

Wells Fargo holds 1.9% stake in Ellsworth Growth & Income Fund

Wells Fargo & Company reports a 1.9% stake in Ellsworth Growth & Income Fund Ltd, reflecting strategic investment in the financial sector.

Wells Fargo Reports 7.6% Stake in RiverNorth/DoubleLine Fund

Wells Fargo & Company discloses a 7.6% ownership in RiverNorth/DoubleLine Strategic Opportunity Fund, impacting the investment landscape.

Wells Fargo Increases Stake in BlackRock MuniYield Fund

Wells Fargo reports a 6.6% stake in BlackRock MuniYield Pennsylvania Quality Fund, highlighting trends in the municipal bond investment sector.

Wells Fargo acquires over 5% stake in Cosmos Health Inc.

Wells Fargo has acquired a 5.1% stake in Cosmos Health Inc., signaling growing interest in the wholesale-drug industry.

Wells Fargo Increases Stake in BlackRock Resources Trust

Wells Fargo now holds 5.2% of BlackRock Resources & Commodities Strategy Trust, signaling growing interest in the commodities sector.

First Mid Bancshares to Acquire Evergreen Bancshares, Inc.

First Mid Bancshares announces acquisition of Evergreen Bancshares, enhancing its presence in the St. Louis area and aligning with growth strategies.

Vodafone reports major shareholder changes in SEC filing

Vodafone Group discloses significant changes in shareholder voting rights, indicating ongoing consolidation in the radiotelephone communications sector.

Aberdeen Group Reports Shareholding Update in Freenome

Aberdeen Group plc and abrdn Inc. report a combined ownership of 656,676 shares in Freenome, indicating ongoing interest in the medical laboratory services sector.

LAMON JOHN Acquires Shares in Shore Bancshares Inc.

LAMON JOHN reports acquisition of 338 shares in Shore Bancshares Inc., reflecting a strategic investment in the national commercial banking sector.

UBS Group AG reports significant shareholding in abrdn Fund

UBS Group AG amends Schedule 13G, revealing a 28.8% stake in abrdn Income Credit Strategies Fund, impacting its investment strategy in the banking sector.

Aberdeen Group plc Amends 13G, Exits Corbus Pharmaceuticals

Aberdeen Group plc has filed an amended Schedule 13G, indicating it no longer holds shares in Corbus Pharmaceuticals, marking a strategic exit from the investment.

Harris Toby Allen Discloses 15.4% Stake in AIBOTICS, INC.

Harris Toby Allen reports a 15.4% ownership stake in AIBOTICS, INC., signaling increased interest in the medicinal chemicals sector.

Aberdeen Group reports 2.48% stake in Tectonic Therapeutic

Aberdeen Group plc has disclosed a 2.48% stake in Tectonic Therapeutic, Inc., reflecting its strategic interest in the biological products sector.

Principal Global Investors Acquires 5.6% Stake in NICE Ltd.

Principal Global Investors reports a 5.6% stake in NICE Ltd., signaling increased interest in the prepackaged software services sector.

Principal Global Investors Updates Stake in Suja Life, Inc.

Principal Global Investors has filed an updated Schedule 13G/A, revealing a minor stake in Suja Life, Inc., a key player in the beverage industry.

Principal Global Investors Increases Stake in Collegium Pharma

Principal Global Investors reports a 4.7% stake in Collegium Pharmaceutical, signaling strong institutional interest in the pharmaceutical sector.

Principal Funds Reduces Stake in National Healthcare Properties

Principal Funds, Inc. has reduced its stake in National Healthcare Properties, Inc. to below 5%, indicating shifts in investor dynamics.

Principal Global Investors increases stake in Castle Biosciences

Principal Global Investors now holds 4.9% of Castle Biosciences, reflecting growing interest in the medical laboratory services sector.

Principal Global Investors Discloses 2.8% Stake in Brookfield

Principal Global Investors, LLC reveals a 2.8% ownership stake in Brookfield Infrastructure Partners, indicating strong interest in the water transportation sector.

Principal Life and Global Investors Hold 160,000 Shares in Ares

Principal Life Insurance Co and Principal Global Investors jointly hold 160,000 shares in Ares Dynamic Credit Allocation Fund, Inc., per recent SEC filing.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →