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Tuesday, November 3, 2026

Deals

Mergers, asset sales, and major contracts

Whitmore Bradford T Files Amended Schedule 13D for Ultralife

Whitmore Bradford T's amended Schedule 13D reveals significant ownership in Ultralife Corp amid a merger with EnerSys, signaling industry consolidation.

Hack Seed Fund II LP acquires 5.9% stake in Exascale Labs

Hack Seed Fund II LP has acquired a 5.9% stake in Exascale Labs Holdings Inc., signaling increased interest in the prepackaged software sector.

Cadiz Inc. announces $21 million stock offering for projects

Cadiz Inc. plans to raise $21 million through a stock offering to fund its Mojave Groundwater Bank Project and other corporate expenses.

T-Mobile updates stock ownership following repurchase program

T-Mobile US updates its Schedule 13D/A, reflecting changes in stock ownership due to recent repurchases, impacting Deutsche Telekom's stake.

Katapult Holdings updates ownership structure in SEC filing

Katapult Holdings, Inc. reveals changes in beneficial ownership in its latest SEC filing, affecting its capital structure and the equipment rental industry.

DICK'S Sporting Goods director acquires 2,000 shares

DICK'S Sporting Goods, Inc. reports insider acquisition of 2,000 shares by director Lawrence J. Schorr, raising total holdings to 49,310 shares.

Workhorse Group signs $10 million manufacturing agreement

Workhorse Group Inc. announces a $10 million agreement with Rhaelm Holdings to enhance manufacturing capabilities for AI infrastructure.

Amplify ETF Trust proposes reorganization of Fairlead ETF

Amplify ETF Trust plans to reorganize Fairlead Tactical Sector ETF into a new fund, enhancing growth and distribution resources for shareholders.

Decheng Capital Reports 4.9% Stake in Upstream Bio, Inc.

Decheng Capital Global Life Sciences Fund IV, L.P. discloses a 4.9% stake in Upstream Bio, Inc., indicating ongoing investor interest in the pharmaceutical sector.

Decheng Capital Management III Increases Stake in BeyondSpring

Decheng Capital Management III updates its ownership in BeyondSpring Inc. to 3.5%, reflecting strategic investment in the pharmaceutical sector.

Community Savings Bank Trust Discloses 8% Stake in CSB Financial

Community Savings Bank Employee Stock Ownership Plan Trust reports an 8% stake in CSB Financial Inc., emphasizing employee ownership in the savings sector.

Boughton Soleil reports stock sale under trading plan

Boughton Soleil has disclosed a stock sale as part of a trading plan, signaling potential shifts in executive ownership and market strategies.

Gibson Craig acquires shares in Concentrix Corp

Gibson Craig reports acquisition of 1,403 shares in Concentrix Corp, signaling confidence in the company's future and trends in business services.

Varex Imaging shareholders approve merger with Teledyne Technologies

Varex Imaging Corp's shareholders have approved a merger with Teledyne Technologies, marking a significant step in the electronic components industry.

Mineralys Therapeutics terminates license agreement with Tanabe

Mineralys Therapeutics has terminated its License Agreement with Tanabe Pharma, gaining full control over lorundrostat's intellectual property.

Prothena terminates Bristol Myers Squibb license for PRX019

Prothena Corp ends its license agreement with Bristol Myers Squibb for PRX019 after a strategic review, impacting future revenue from the program.

Spok Holdings releases investor presentation detailing strategy

Spok Holdings, Inc. shares insights and strategies in a new investor presentation, impacting its position in the radiotelephone communications industry.

Nuveen Minnesota Quality Municipal Income Fund Proposes Merger

Nuveen Minnesota Quality Municipal Income Fund seeks shareholder votes on a merger with Nuveen Municipal Credit Income Fund, impacting the municipal bond fund sector.

Lucky Mark Burdon extends cure period for resignation at Visium

Mark B. Lucky amends resignation terms at Visium Technologies, extending the cure period for potential departure amid ongoing internal challenges.

Nuveen Municipal Credit Income Fund proposes merger with NPV

Nuveen Municipal Credit Income Fund proposes a merger with Nuveen Virginia Quality Municipal Income Fund, impacting municipal bond fund investors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →