Theory Financial LLC has disclosed its latest investment holdings in a recent SEC filing, reporting a total value of approximately $314 million as of September 30, 2026. This filing is significant as it provides insights into the firm's investment strategies and its positions in various sectors, particularly in technology and healthcare.

The SEC filing, which was made public on November 9, 2026, details the firm's holdings in several high-profile companies. Among the notable investments are major stakes in tech giants such as Apple Inc., Amazon.com Inc., and Alphabet Inc. This indicates a continued focus on sectors that have shown resilience and growth potential.

Background

Theory Financial LLC is an investment firm based in Fort Collins, Colorado. The company, incorporated in Washington, operates under the SEC Act of 1934 and is categorized as an 'other' entity type. The firm has been actively filing its 13F-HR forms, with the most recent filing being part of a series that began in early 2022.

What the Filing Says

The filing states, "The total value of the holdings reported is $314,377,912, with 103 different positions held as of the reporting date." This figure reflects the firm's strategic allocation of assets across various sectors.

Impact

This update may affect investors and analysts monitoring the firm's investment patterns and the broader market landscape. The significant investments in technology and healthcare sectors suggest that Theory Financial is positioning itself to capitalize on ongoing trends in these industries.

What's Next

The filing does not say what happens next.