North Star Investment Management Corp. has filed its 13F-HR report, revealing a total of $1.85 billion in assets under management as of September 30, 2026. This filing is significant as it showcases the firm's investment strategies and asset allocation decisions, which may influence its competitive standing in the investment management industry.

Background

North Star Investment Management Corp., based in Chicago, Illinois, is an investment management firm. The company is registered under the Central Index Key (CIK) 0001342857. Its recent filings include multiple 13F-HR reports, with the latest submitted on October 27, 2026, indicating a consistent reporting schedule that highlights its active management approach.

What the Filing Says

The 13F-HR filing indicates that North Star Investment Management Corp. held a total of 1,748 positions, with a reported value of $1,852,565,787. This substantial asset base reflects the firm's investment strategies and market positioning.

Impact

This filing may affect various stakeholders, including investors and competitors. Investors may view the firm's asset growth as a positive indicator of its management capabilities. Competitors in the investment management industry may analyze North Star's strategies to inform their own investment decisions and market approaches.

What's Next

The filing does not say what happens next.

Detailed Holdings

The filing provides a detailed breakdown of North Star Investment Management Corp.'s holdings. Notably, the firm has significant investments in various sectors, including technology, healthcare, and consumer goods. For instance, the firm holds 56,000 shares of 3M Co, valued at approximately $919,182, and 62,999 shares of Abbott Laboratories, valued at around $6,226,166. These positions indicate a diversified portfolio aimed at balancing risk across different industries.

Key Investment Strategies

North Star's investment strategy appears to focus on large-cap stocks, as evidenced by its substantial holdings in well-established companies. The firm has also allocated resources to exchange-traded funds (ETFs) and closed-end funds (CEFs), reflecting a strategy that seeks to capture market trends while managing volatility. For example, the firm holds shares in the AdvisorShares Pure US Cannabis ETF and the Amplify Alternative Harvest ETF, which suggests an interest in growth sectors.

Compliance and Governance

The filing was signed by Andrew Eisenberg, the Chief Compliance Officer, emphasizing the firm's commitment to regulatory compliance. This oversight is crucial for maintaining investor trust and ensuring adherence to SEC regulations, which is particularly important in the competitive investment management landscape.

Additional Insights

The filing does not include specific information about performance metrics, such as returns on investment or comparisons to benchmark indices. Additionally, there is no mention of future investment plans or changes in strategy that may arise from current market conditions.