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Thursday, October 29, 2026

Companies

Public company updates

Martin/Martin, Inc. files new offering of $5.6 million

Martin/Martin, Inc. has filed for a new offering of approximately $5.6 million, allowing non-accredited investors to participate.

Wells Fargo Finance LLC Announces New Equity-Linked Securities

Wells Fargo Finance LLC files a preliminary pricing supplement for new equity-linked securities, showcasing innovation in financial products.

U.S. Bancorp Announces Series P Preferred Stock Offering

U.S. Bancorp is launching an offering of depositary shares representing interests in its Series P Preferred Stock to enhance its capital structure.

Morgan Stanley Finance files pricing supplement for notes

Morgan Stanley Finance LLC files a pricing supplement for $1.475 million in leveraged buffered S&P 500 index-linked notes, emphasizing structured investment strategies.

Aytu BioPharma Announces Annual Meeting for Director Elections

Aytu BioPharma will hold its annual meeting on December 10, 2026, to elect five directors, a key step for the company's governance.

Hanseatic Management Services reveals $136.15M in holdings

Hanseatic Management Services Inc. reports $136.15 million in holdings in its latest 13F-HR filing, reflecting its investment strategy and market positions.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC files a pricing supplement for Buffered Auto-Callable Notes linked to the S&P 500 Futures Index, expanding its product offerings.

Workday files trustee eligibility statement under Trust Indenture Act

Workday, Inc. has filed a statement of eligibility for a trustee, marking a significant step in its financial strategy and compliance efforts.

T. Rowe Price files semi-annual report for Short Municipal ETF

T. Rowe Price Exchange-Traded Funds, Inc. has filed its semi-annual report, detailing the performance of its Short Municipal Income ETF as of August 31, 2026.

T. Rowe Price issues semi-annual report for mortgage fund

T. Rowe Price Multi-Sector Account Portfolios, Inc. releases its semi-annual shareholder report, detailing updates on its mortgage-backed securities portfolio.

UBS AG Offers Trigger Autocallable Notes Linked to Indices

UBS AG announces offering of Trigger Autocallable Notes linked to Russell 2000 and S&P 500 indices, highlighting risks for investors.

GS Mortgage Securities Trust 2017-GS5 Reports Distribution Results

GS Mortgage Securities Trust 2017-GS5 reports its distribution results, indicating a slight rise in delinquencies for the commercial mortgage-backed securities sector.

Fidelity Multi-Strategy Credit Fund Files Update on Investment Risks

Fidelity Multi-Strategy Credit Fund updates its investment strategies and risks in a recent SEC filing, emphasizing transparency and compliance.

JPMorgan Chase Financial Co. unveils new securities offering

JPMorgan Chase Financial Co. LLC announces a new offering of Trigger Absolute Return Step Securities linked to equity indices, guaranteed by JPMorgan Chase & Co.

Vinyl Equity files amendment to TA-1 registration statement

Vinyl Equity, Inc. has filed an amendment to its TA-1 registration statement, highlighting ongoing adjustments in its corporate structure and compliance.

BRIA Capital Group reveals investment holdings in latest filing

BRIA Capital Group's recent 13F-HR filing details its investment portfolio, showcasing major positions in leading companies like Microsoft and Amazon.

BofA Finance LLC Announces New Medium-Term Notes Offering

BofA Finance LLC files a pricing supplement for new medium-term notes, guaranteed by Bank of America, highlighting trends in the banking sector.

Workday files preliminary prospectus for new senior notes

Workday, Inc. has filed a preliminary prospectus for a new offering of senior notes, aiming to strengthen its financial position in the tech industry.

Urban Wealth Management amends 13F-HR filing for Q3 2026

Urban Wealth Management, LLC updates its 13F-HR filing, reflecting changes in its investment portfolio as of September 30, 2026.

T. Rowe Price State Tax-Free Funds releases semi-annual report

T. Rowe Price State Tax-Free Funds, Inc. has filed its semi-annual report, detailing performance and insights into its Georgia Municipal Bond Fund.

Financialist News Desk

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