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Friday, October 30, 2026

Companies

Public company updates

Inlight Wealth Management reveals $350 million portfolio in Q3

Inlight Wealth Management's latest 13F-HR filing shows a portfolio valued at $350 million, with key investments in major companies.

T. Rowe Price Tax-Free Fund Releases Latest Shareholder Report

T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. releases its latest shareholder report, detailing financial performance and investment strategies.

Kennedy Investment Group Reports $310.84 Million in Holdings

Kennedy Investment Group, Inc. files 13F-HR, revealing $310.84 million in holdings, reflecting strategic investment moves in the asset management sector.

BofA Finance Files Pricing Supplement for Auto-Callable Notes

BofA Finance LLC has filed a pricing supplement for Auto-Callable Notes linked to AMD and Micron stocks, expected to price on October 23, 2026.

Connective Portfolio Management Reports Q3 Holdings Update

Connective Portfolio Management reveals its Q3 holdings, showcasing investments in major companies like Apple and Amazon, reflecting strategic market positioning.

GS Mortgage Securities Trust 2017-GS6 Files ABS-EE Report

GS Mortgage Securities Trust 2017-GS6 has filed an ABS-EE report detailing its commercial mortgage-backed securities, reflecting ongoing asset management.

GS Finance Corp. Offers Market-Linked Securities in New Filing

GS Finance Corp. announces a new offering of market-linked securities, highlighting innovation in the security brokers and dealers industry.

HSBC USA Inc. Offers New Autocallable Notes Linked to Tech Stocks

HSBC USA Inc. files a Free Writing Prospectus for Autocallable Notes linked to tech stocks, signaling a strategic move in structured products.

Dell Director Vojvodich Radakovich Files to Sell Shares

Lynn Vojvodich Radakovich, a director at Dell Technologies, has filed to sell shares as part of a stock option exercise, totaling $930,120.

Barclays Bank unveils new AutoCallable Notes issuance

Barclays Bank PLC files for new AutoCallable Contingent Coupon Notes, indicating a strategic move to attract investors in the competitive commercial banking sector.

Fidelity Summer Street Trust reports sales and redemptions

Fidelity Summer Street Trust's recent filing reveals significant sales and redemptions, impacting the investment management industry.

Propanc Biopharma approves reverse stock split to boost shares

Propanc Biopharma, Inc. announces a reverse stock split to enhance its stock performance and align with industry standards in pharmaceutical preparations.

Gerber, LLC reports $219.6M portfolio in latest filing

Gerber, LLC discloses a portfolio valued at $219.6 million in its latest 13F-HR filing, emphasizing investments in technology and healthcare sectors.

BroadLight Capital DV Ramp files new offering under Rule 506(b)

BroadLight Capital DV Ramp, L.P. files a new offering under Rule 506(b), signaling a strategic move to attract investments in the private equity sector.

BI Holding A/S Files 13F-NT for Q3 2026 Reporting Period

BI Holding A/S submits a 13F-NT filing for Q3 2026, emphasizing transparency in investment management. This update is crucial for industry trends.

Acretrader 305 LLC completes $2.867 million securities offering

Acretrader 305 LLC has completed a successful securities offering, raising $2.867 million, reflecting strong investor interest in real estate investments.

Cboe C2 Exchange files amended registration statement

Cboe C2 Exchange, Inc. has submitted an amended registration statement, indicating potential changes in its operations and strategy within the exchange industry.

VanEck ETF Trust Delays Registration Statement Effectiveness

VanEck ETF Trust has filed to delay the effectiveness of its registration statement until November 20, 2026, impacting investors and the ETF sector.

Allspring Funds Trust Files New Summary Prospectus

Allspring Funds Trust updates its California Limited-Term Tax-Free Fund summary prospectus, detailing fees and investment objectives for potential investors.

FT 13222 confirms registration statement compliance

FT 13222 certifies compliance with SEC regulations, signaling stability and adherence to standards in the financial services sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →