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Sunday, November 1, 2026

Companies

Public company updates

Advisors Series Trust Files New Summary Prospectus

Advisors Series Trust has filed a new summary prospectus, impacting investors and the investment management sector. Key updates inside.

LEAD OUT MANUFACTURING Files Form D for Exempt Offering

LEAD OUT MANUFACTURING, INC. files Form D for an exempt offering of securities, indicating growth and investment opportunities in the manufacturing sector.

Basswood Financial Fund Files Form 144 for Securities Sale

Basswood Financial Fund, L.P. files Form 144, indicating a proposed sale of securities, reflecting ongoing activity in the investment management sector.

UBS AG Files New Prospectus for Capital Markets Activities

UBS AG has filed a new prospectus, showcasing its commitment to capital markets and its strategy in the National Commercial Banks sector.

ScanSource files definitive proxy statement for shareholders

ScanSource, Inc. files a definitive proxy statement, signaling potential governance changes and upcoming shareholder votes.

UBS AG files new prospectus for latest offerings

UBS AG has filed a new prospectus, signaling its commitment to growth in the national commercial banking sector.

Nomura ETF Trust II Files Post-Effective Amendment Update

Nomura ETF Trust II has filed a post-effective amendment, updating its investment management agreements and related documents, signaling strategic changes.

Danny R. McPherson Proposes Sale of Securities via Form 144

Danny R. McPherson files Form 144 to propose sale of securities, indicating potential changes in investment strategy within the computer programming services sector.

UBS AG files prospectus for new securities offering

UBS AG has filed a prospectus to raise capital through a new securities offering, indicating strategic growth plans in the competitive banking sector.

Ghamsari Nima Files Form 144 for Proposed Securities Sale

Ghamsari Nima has filed a Form 144, indicating a proposed sale of securities, signaling potential strategic shifts within the company.

Nielsen Raymond A Files Form 144 for Proposed Securities Sale

Raymond A. Nielsen has filed a Form 144 for a proposed sale of securities, reflecting personal financial strategies and impacting market perceptions.

UBS AG files prospectus for securities offering

UBS AG has filed a prospectus for a securities offering, signaling a strategic capital-raising move in the National Commercial Banks sector.

Verde Servicos Internacionais S.A. files 13F-HR for Q3 2026

Verde Servicos Internacionais S.A. has filed its 13F-HR report, detailing its investment holdings as of September 30, 2026, impacting the investment management sector.

UBS AG files new prospectus to engage investors in capital markets

UBS AG has filed a new prospectus, indicating ongoing activities in the capital markets and reflecting its strategy in the National Commercial Banks sector.

DCG International Investments Reports Proposed Sale of Securities

DCG International Investments Ltd. has filed a Form 144, indicating a proposed sale of securities, which may impact the crypto asset market.

DMC Group files quarterly 13F-HR report for Q3 2026

DMC Group, LLC has filed its quarterly 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

UBS AG Files New Prospectus to Raise Capital

UBS AG has filed a new prospectus, signaling its intent to raise capital amid a competitive banking landscape.

UBS AG files prospectus for new offering to expand services

UBS AG has filed a new prospectus, indicating its commitment to expanding financial services in the competitive National Commercial Banks sector.

HSBC USA Inc. files prospectus for new capital offering

HSBC USA Inc. has filed a prospectus for a new offering, indicating growth opportunities and reflecting trends in the National Commercial Banks sector.

Feld Michael Files Form 144 for Proposed Sale of Securities

Feld Michael has filed a Form 144 indicating a proposed sale of securities, signaling potential changes in ownership strategies within the company.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →