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Sunday, November 1, 2026

Companies

Public company updates

Wheeler Real Estate Investment Trust Files Prospectus Update

Wheeler Real Estate Investment Trust, Inc. files a prospectus update, signaling ongoing capital structure enhancements and industry trends.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. has filed a preliminary pricing supplement for a new debt offering, signaling strategic capital management in the national commercial banks sector.

OpenWorld, Inc. Files DEF 14C, Updates Corporate Governance

OpenWorld, Inc. has filed a DEF 14C, indicating updates in corporate governance and shareholder engagement, impacting the finance services industry.

Insight Wealth Partners files quarterly 13F-HR report

Insight Wealth Partners, LLC has submitted its quarterly 13F-HR report, reflecting its holdings as of September 30, 2026.

SPACCircle Acquisition Corp. secures securities listing approval

SPACCircle Acquisition Corp. receives certification for its securities listing, a key milestone for its operations in the blank check industry.

Churchill Capital Corp XI Files Form 425 for Business Combination

Churchill Capital Corp XI has filed a Form 425, signaling ongoing business combination activities that may impact the industrial machinery sector.

Advisors Series Trust Files Summary Prospectus Update

Advisors Series Trust has filed a new summary prospectus, reflecting updates to its investment offerings and impacting the investment management industry.

AAL Syndicates LLC - Series 2 announces new securities offering

AAL Syndicates LLC - Series 2 files Form D for new securities offering, reflecting industry trends in investment funding strategies.

BASSWOOD FINANCIAL Files Form 144 for Proposed Securities Sale

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. files Form 144 to propose the sale of securities, indicating a potential shift in investment strategy.

DeFi Capital Markets files registration statement for capital raise

DeFi Capital Markets, Inc. has filed a registration statement with the SEC, signaling intentions for future capital-raising efforts.

Kurv ETF Trust Updates Effective Date for Investment Offerings

Kurv ETF Trust files a post-effective amendment, updating the effective date for its investment offerings, reflecting its adaptability in the ETF market.

GS Finance Corp. files prospectus for new capital offering

GS Finance Corp. has filed a prospectus to raise capital, reflecting trends in the security brokers and dealers sector.

GS Finance Corp. files new prospectus for financial activities

GS Finance Corp. has filed a new prospectus, emphasizing transparency in its financial dealings and reflecting industry trends in the securities sector.

Grayscale Horizen Trust Files Form 144 for Securities Sale

Grayscale Horizen Trust has filed a Form 144, signaling a proposed sale of securities as part of its ongoing activities in the cryptocurrency sector.

Advisors Series Trust files new summary prospectus for fund

Advisors Series Trust has filed a new summary prospectus for its PIA BBB Bond Fund, enhancing transparency and investor education in the investment management sector.

BofA Finance LLC files prospectus for new securities offering

BofA Finance LLC has filed a prospectus for a new securities offering, signaling a proactive approach to capital enhancement in the banking sector.

Advisors Series Trust Files Definitive Materials Update

Advisors Series Trust has filed definitive materials, providing key updates for investors and the investment management industry.

Churchill Capital Corp XI Files Form 425 for Business Moves

Churchill Capital Corp XI has filed a Form 425, indicating ongoing business combinations in the industrial machinery sector.

Basswood Financial Fund files Form 144 for securities sale

Basswood Financial Fund, Ltd. files Form 144 for proposed securities sale, indicating potential changes in ownership or liquidity strategies.

Victory Variable Insurance Funds II Files New Definitive Materials

Victory Variable Insurance Funds II has filed new definitive materials, indicating updates to its investment offerings and strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →