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Monday, November 2, 2026

Companies

Public company updates

HMV Wealth Advisors reveals $263M in latest 13F filing

HMV Wealth Advisors, LLC disclosed over $263 million in assets under management in its recent 13F filing, showcasing its investment strategies and growth.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to Morgan Stanley's stock.

HSBC Global Asset Management files 13F Notice for Q3 2026

HSBC Global Asset Management submits 13F Notice detailing its investment holdings as of September 30, 2026, reflecting its strategy in the asset management sector.

Federal Home Loan Bank of Indianapolis Reports Q3 Results

Federal Home Loan Bank of Indianapolis announces Q3 2026 results, reporting decreased net income and declaring dividends amid challenging market conditions.

Direxion Shares ETF Trust files registration for new ETFs

Direxion Shares ETF Trust files a new registration statement for two ETFs focused on Anthropic strategies, expanding its investment offerings.

BofA Finance Unveils Digital Return Notes Linked to S&P 500

BofA Finance LLC announces new Digital Return Notes linked to the S&P 500 Futures Excess Return Index, set to price on November 24, 2026.

Fidelity Union Street Trust Files New Registration Statement

Fidelity Union Street Trust has filed a new registration statement, marking an important update for the investment firm and the municipal income fund industry.

Fidelity Salem Street Trust Files New Prospectus Update

Fidelity Salem Street Trust files a new prospectus update, enhancing its investment offerings in the bond market.

Northwestern Mutual Variable Life Account II Reduces Surrender Charges

Northwestern Mutual Variable Life Account II announces a reduction of surrender charges to 0% and updates to fees, enhancing its competitive position in the investment market.

Fidelity Advisor Series II Updates Investment Offerings

Fidelity Advisor Series II files a new registration statement, reflecting updates in its investment offerings and strategies in the investment management sector.

Bank of Nova Scotia announces new Autocallable Trigger Notes

The Bank of Nova Scotia files for new Autocallable Trigger Notes linked to Russell 2000 and S&P 500, signaling a strategic move in state commercial banking.

Federated Hermes Municipal Securities Income Trust Files Summary Prospectus

Federated Hermes Municipal Securities Income Trust files a summary prospectus detailing investment objectives and fees, reflecting ongoing industry adaptations.

Tidal Trust II Files Summary Prospectus for New ETF

Tidal Trust II has filed a summary prospectus for its Chesapeake Trend-Following Fixed Income ETF, outlining investment strategies and fees.

Parkside Financial Bank & Trust Reports $1.5 Billion Holdings

Parkside Financial Bank & Trust reveals $1.5 billion in holdings, showcasing strategic investments amid competitive banking landscape.

UBS AG announces Trigger Autocallable Notes offering

UBS AG has filed a pricing supplement for Trigger Autocallable Notes linked to a volatility index, signaling innovative investment strategies in banking.

Fidelity Income Fund files new prospectus for bond funds

Fidelity Income Fund has filed a new prospectus, effective October 30, 2026, signaling updates to its investment strategies.

Trinseo PLC Adjourns Annual General Meeting to November 2026

Trinseo PLC has postponed its annual general meeting to November 20, 2026, to present audited financial statements for the fiscal year 2025.

Logan Benjamin Crawford Reports Major Stake in American Homes 4 Rent

Logan Benjamin Crawford discloses significant ownership in American Homes 4 Rent, holding over 60 million shares, signaling potential influence in the REIT sector.

Silvina Vatnick reports transaction in Grupo Cibest units

Silvina Vatnick reports a transaction involving Grupo Cibest equity securities, reflecting her investment activities in the financial sector.

AGF Investments Trust files post-effective amendment for fund

AGF Investments Trust files a post-effective amendment to its registration statement, impacting its U.S. Market Neutral Anti-Beta Fund and industry positioning.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →