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Tuesday, November 3, 2026

Companies

Public company updates

Deutsche Bank announces new callable senior debt funding notes

Deutsche Bank AG files for new callable senior debt notes with a 6.05% interest rate, maturing in 2031, enhancing its capital structure.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for Enhanced Buffered Jump Securities, indicating a strategic move in the securities market.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment product, Jump Notes, with an auto-callable feature, expanding its offerings in the securities market.

Prairie Wealth Advisors reports $464.7M in holdings

Prairie Wealth Advisors, Inc. disclosed its investment holdings valued at $464.7 million as of September 30, 2026, in its latest SEC filing.

Royal Bank of Canada offers $2.125 million in new notes

Royal Bank of Canada files a pricing supplement for $2.125 million in Auto-Callable Enhanced Return Barrier Notes linked to five equity securities.

Barclays Bank unveils new autocallable notes linked to tech index

Barclays Bank PLC announces a preliminary pricing supplement for autocallable notes linked to the US Tech Accelerator Index, signaling innovation in financial products.

Boit C F David reports $240.96 million in 13F-HR filing

Boit C F David's latest 13F-HR report shows $240.96 million in holdings, reflecting strategic investments in major companies like 3M and Apple.

Eli Lilly reports strong Q3 results amid drug sales growth

Eli Lilly & Co announces robust Q3 financial results, driven by strong sales of diabetes and cancer medications, indicating growth potential in the pharmaceutical industry.

Rafael Holdings reports annual results, highlights growth plans

Rafael Holdings, Inc. reveals annual results in its 10-K filing, showcasing financial performance and future growth strategies in the pharmaceutical sector.

Federal Home Loan Bank of Dallas reports Q3 2026 results

Federal Home Loan Bank of Dallas reports a Q3 2026 net income of $110.8 million, down from $123.5 million in Q2 2026, with total assets at $106.8 billion.

Republic Bancorp officer Jeff Starke files to sell shares

Jeff Starke of Republic Bancorp has filed to sell 820 shares of Class A common stock, signaling potential changes in personal investment strategy.

JPMorgan Chase Financial issues $280,000 in new notes

JPMorgan Chase Financial Co. LLC has issued $280,000 in Buffered Digital Notes linked to major stock indices, reflecting strategic investment trends.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for structured investments linked to the MerQube US Tech+ Vol Advantage Index, totaling $734,000.

Bank of Nova Scotia launches new contingent coupon notes

Bank of Nova Scotia files for new Autocallable Contingent Coupon Buffer Notes linked to the S&P 500, targeting investors with minimum $10,000 investment.

Toronto-Dominion Bank launches $2 million callable notes

Toronto-Dominion Bank announces a new offering of callable fixed-rate notes worth $2 million, set to mature in 2031 with a 6.00% interest rate.

BofA Finance files pricing supplement for auto-callable notes

BofA Finance LLC files a pricing supplement for Buffered Auto-Callable Notes linked to the Russell 2000 Index, indicating market innovation.

Virtue Capital Management Reports $768 Million in Holdings

Virtue Capital Management's latest filing shows $768 million in holdings as of September 30, 2026, reflecting its investment strategies and market positioning.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured investments linked to the MerQube US Tech+ Vol Advantage Index, totaling $1.347 million.

IOTTY Smart Home updates bonus share plan in SEC filing

IOTTY Smart Home, Inc. updates its Time-Based Bonus Shares plan, extending the deadline for a specific tier in a recent SEC filing.

Morgan Stanley Finance LLC files pricing supplement for notes

Morgan Stanley Finance LLC has filed a pricing supplement for fixed-rate callable notes due 2030, enhancing its financing capabilities.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →