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Tuesday, November 3, 2026

Companies

Public company updates

McBroom & Associates files 13F-HR for Q3 2026

McBroom & Associates, LLC has filed its 13F-HR, detailing over $165 million in investments as of September 30, 2026, including major firms like Apple and Microsoft.

Morgan Stanley Finance LLC Launches New Auto-Callable Securities

Morgan Stanley Finance LLC files pricing supplement for new contingent income auto-callable securities due February 2028, enhancing its structured investment offerings.

Citigroup files pricing supplement for new Medium-Term Notes

Citigroup Inc. files a pricing supplement for Medium-Term Senior Notes, Series N, linked to the S&P 500 Futures Index, indicating a strategic move in the banking sector.

HSBC USA Inc. launches Autocallable Income Barrier Notes

HSBC USA Inc. has announced its offering of Autocallable Contingent Income Barrier Notes, a strategic move within the National Commercial Banks sector.

WAII0626 a Series of CGF2021 LLC files new offering under SEC

WAII0626 a Series of CGF2021 LLC files a new offering under SEC Regulation D, raising a total of $480,000 in securities.

Citigroup files pricing supplement for Medium-Term Senior Notes

Citigroup Inc. files a pricing supplement for Medium-Term Senior Notes, indicating a strategic shift in debt offerings for the national commercial banking sector.

Citigroup files pricing supplement for new debt securities

Citigroup Inc. has filed a pricing supplement for unsecured debt securities linked to Morgan Stanley, enhancing its funding strategy.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for market-linked notes due in 2031, expanding its product offerings in the financial services sector.

Bambusa Therapeutics files SEC certification for business growth

Bambusa Therapeutics has filed a certification with the SEC, signaling progress in its business development in the biological products sector.

Deckers Outdoor Corp Reports Q2 Results for Fiscal 2027

Deckers Outdoor Corp's Q2 results for fiscal 2027 show growth in the rubber and plastics footwear sector, impacting stakeholders and competitors.

Trinity Industries reports third-quarter results for 2026

Trinity Industries Inc. releases its third-quarter 2026 results, showcasing financial developments in the railroad equipment sector.

GMF Avenues Roll LLC Files New Private Offering Under Rule 506(b)

GMF Avenues Roll LLC has filed a new private offering under Rule 506(b), signaling its intent to raise capital and adapt to market trends.

GS Finance Corp. Files Preliminary Prospectus for New Notes

GS Finance Corp. has filed a preliminary prospectus for new notes linked to a basket of stocks, signaling a strategic market move.

Global Horizons Holdings Ventures raises $850,000 in offering

Global Horizons Holdings Ventures LLC - Series 119 has completed a private offering, raising $850,000, signaling a strong interest in venture capital funding.

GS Finance Corp. Files for $2.637M in S&P 500-Linked Notes

GS Finance Corp. has filed a registration statement for $2.637 million in S&P 500 index-linked notes, reflecting its strategy in the financial sector.

Citigroup files preliminary pricing supplement for debt securities

Citigroup Inc. has filed a preliminary pricing supplement for new unsecured debt securities, indicating its strategy to diversify funding sources.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for structured investments, indicating a new offering in the security brokers and dealers sector.

OP 2222 12th Ave S VCF, LLC raises $2.61 million in offering

OP 2222 12th Ave S VCF, LLC has completed a private offering, raising $2.61 million, indicating a strategic move to enhance its capital structure.

Citigroup files pricing supplement for medium-term notes

Citigroup Inc. has filed a pricing supplement for new medium-term senior notes, enhancing its financing strategy amid competitive banking landscape.

Bullseye Investment Management reports $202M in holdings

Bullseye Investment Management, LLC reveals its holdings valued at over $202 million, showcasing its investment strategy and market position.

Financialist News Desk

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