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Thursday, November 5, 2026

Companies

Public company updates

Kenvue Inc. merges with Kimberly-Clark, stock delisted from NYSE

Kenvue Inc. announces merger with Kimberly-Clark, leading to its stock being delisted from NYSE and shareholders receiving new shares and cash.

BofA Finance LLC unveils Auto-Callable Notes pricing supplement

BofA Finance LLC announces pricing for Auto-Callable Notes linked to major indices, signaling innovation in the national commercial banking sector.

Lindsell Train reports $2.36 billion in 13F-HR filing

Lindsell Train Ltd discloses $2.36 billion in investments in its latest 13F-HR filing, showcasing its strategic positioning in the investment management sector.

Advisor Managed Portfolios moves ETF listing to Texas Stock Exchange

Advisor Managed Portfolios shifts its Regan Fixed Rate MBS ETF listing from NYSE Arca to the Texas Stock Exchange effective November 16, 2026.

Advisor Managed Portfolios Moves ETF Listing to Texas Stock Exchange

Advisor Managed Portfolios is changing the listing of its Regan Fixed Rate MBS ETF to the Texas Stock Exchange, effective November 16, 2026.

Decisive Point - Standard Nuclear V, LLC Completes Offering

Decisive Point - Standard Nuclear V, LLC raises $19.1 million in a successful private offering, signaling strong investor interest in venture capital.

Villanova Investment Management Co Reports $100M in Holdings

Villanova Investment Management Co discloses over $100 million in holdings in its latest SEC filing, reflecting its investment strategy and industry positioning.

Paulson Wealth Management reports $481M in latest 13F-HR

Paulson Wealth Management Inc. files 13F-HR, reporting $481M in assets as of September 30, 2026. Key holdings include Apple and Microsoft.

SEI Tax Exempt Trust Files Latest Shareholder Report

SEI Tax Exempt Trust releases its latest shareholder report, detailing financial performance and investment strategies, impacting the municipal bond sector.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed for Trigger Callable Contingent Yield Notes, reflecting a strategic move to attract investors while highlighting risks involved.

Morgan Stanley ETF Trust to Remove Calvert ETF from NYSE Arca

Morgan Stanley ETF Trust announces removal of Calvert US Large-Cap ETF from NYSE Arca, effective November 13, 2026, due to regulatory provisions.

Lloyds Banking Group Director Acquires 41,375 Shares

Lloyds Banking Group plc's Danuta Gray acquires 41,375 shares, signaling confidence in the bank's future amid competitive commercial banking sector.

Buttonwood First Access Fund Ltd. files to deregister

Buttonwood First Access Fund Ltd. has filed an N-8F NTC, indicating its intention to deregister under the Investment Company Act, marking a strategic shift.

Northern Lights Fund Trust Files New Prospectus for ETF

Northern Lights Fund Trust updates its DF Tactical 30 ETF prospectus, showcasing investment strategies and risks, signaling a commitment to innovative solutions.

Emmett Partners amends private offering for hedge fund

Emmett Partners, LP amends its private offering, signaling ongoing commitment to hedge fund investments and compliance with federal regulations.

Barclays Bank announces new Global Medium-Term Notes offering

Barclays Bank PLC files for new Global Medium-Term Notes linked to S&P 500 and Dow Jones, maturing December 2029, enhancing its funding strategy.

J.P. Marvel Investment Advisors reveals Q3 holdings report

J.P. Marvel Investment Advisors discloses Q3 holdings with over $863 million in investments, showcasing key positions in major companies.

BofA Finance LLC Announces New Auto-Callable Yield Notes

BofA Finance LLC files for new Variable Income Auto-Callable Yield Notes linked to major tech stocks, expanding its investment offerings.

New York Stock Exchange to Delist National Rural Utilities Bonds

The NYSE announces the delisting of National Rural Utilities Cooperative Finance Corp's bonds following their redemption, effective November 13, 2026.

Vanguard Scottsdale Funds Releases Latest Shareholder Report

Vanguard Scottsdale Funds has filed its latest shareholder report, reflecting its commitment to transparency in the investment management industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →