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Thursday, November 5, 2026

Companies

Public company updates

CBIZ, Inc. to Remove Stock from NYSE After Merger Completion

CBIZ, Inc. announces stock removal from NYSE following merger with Viking MergerCo, Inc., impacting the business services sector.

UBS AG files preliminary pricing supplement for new notes

UBS AG announces a new offering of Trigger Callable Contingent Yield Notes, linked to State Street ETFs, highlighting innovation in the banking sector.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for new market-linked securities, indicating a push for product diversification.

Citigroup announces new market-linked securities offering

Citigroup Inc. files for new market-linked securities linked to the S&P 500 Futures Excess Return Index, signaling growth in innovative financial products.

Citigroup Global Markets unveils new market-linked securities

Citigroup Global Markets Holdings Inc. has filed a preliminary term sheet for new market-linked securities, signaling innovation in the securities sector.

AIM Processing completes $14.75 million private offering

AIM Processing, Inc. has completed a $14.75 million private offering to support its acquisition strategy, signaling growth in the other industry sector.

UBS AG announces $4 million Trigger Callable Notes offering

UBS AG has filed a pricing supplement for $4 million in Trigger Callable Contingent Yield Notes, showcasing a strategic move in the financial sector.

Quadcap Wealth Management reports over $1 billion in assets

Quadcap Wealth Management's latest filing shows over $1 billion in assets under management, highlighting major investments in tech giants.

AEP Texas Inc. announces public offering of Senior Notes

AEP Texas Inc. has announced a public offering of Senior Notes to support its financial strategy, impacting the electric services industry.

HIG Holdings Raises $8.5 Million in Private Offering

HIG Holdings, LLC completes an $8.5 million private offering, strengthening its financial position and reflecting investor interest in the insurance sector.

UBS AG launches $1.168 billion autocallable notes offering

UBS AG has filed a pricing supplement for $1.168 billion in autocallable notes linked to an equity basket, signaling innovation in structured products.

BofA Finance unveils $1.496 million Digital Return Notes

BofA Finance LLC announces $1.496 million Digital Return Notes, guaranteed by Bank of America, linked to major stock indices.

Vanguard Scottsdale Funds Releases Latest Shareholder Report

Vanguard Scottsdale Funds has filed its certified shareholder report, highlighting its performance and operations for the year ending August 31, 2026.

Liontrust Investment Partners Discloses 5% Stake in MaxCyte

Liontrust Investment Partners LLP reveals a 5% ownership in MaxCyte, Inc., indicating strategic investment moves in the research sector.

Coca-Cola Europacific Partners announces share buyback plan

Coca-Cola Europacific Partners has confirmed a buyback of 200,000 shares, reflecting confidence in its financial health and impacting the bottled drinks industry.

Gulf Stream Investments files offering to raise $12.7 million

Gulf Stream Investments, LLC has filed a new offering to raise $12.7 million for an acquisition, securing 39 accredited investors.

Citigroup unveils new medium-term senior notes linked to S&P 500

Citigroup Inc. announces a preliminary pricing supplement for medium-term senior notes linked to the S&P 500 Futures Excess Return Index, enhancing its product offerings.

Polen Credit Opportunities Fund Updates Registration Status

Polen Credit Opportunities Fund files an update on its registration status, reflecting industry trends and potential impacts on investors and regulators.

HSBC USA Inc. launches Autocallable Contingent Income Notes

HSBC USA Inc. files a Free Writing Prospectus for new Autocallable Contingent Income Barrier Notes, enhancing its offerings in the National Commercial Banks sector.

David Tsao to Sell 1,750 Shares of BillionToOne, Inc.

David Tsao plans to sell 1,750 shares of BillionToOne, Inc., valued at about $198,310, reflecting ongoing trading activity in the medical laboratory sector.

Financialist News Desk

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