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Wednesday, November 4, 2026

Companies

Public company updates

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, aiming to enhance its capital structure and attract investors.

RBB Fund, Inc. Files Post-Effective Amendment for Fund

RBB Fund, Inc. has filed a post-effective amendment for its Emerald Large Cap Focused Fund, detailing important updates for investors.

BofA Finance LLC issues $288K in Auto-Callable Notes

BofA Finance LLC files for $288,000 in Buffered Auto-Callable Notes linked to the S&P 500 Futures Index, expanding its product offerings.

Grayscale Bittensor Trust Reports Share Sale by Affiliate

Grayscale Bittensor Trust files Form 144 for share sale by DCG International Investments Ltd, signaling market activity in the commodity sector.

DCG International Investments to Sell 17,500 Shares of ETF

DCG International Investments Ltd. plans to sell 17,500 shares of Grayscale CoinDesk Crypto 5 ETF, signaling a potential shift in strategy.

DCG International Investments to Sell 1,500 Shares of MANA

DCG International Investments Ltd. files to sell 1,500 shares of Grayscale Decentraland Trust (MANA), indicating active portfolio management.

DCG International Investments to Sell 20,000 Shares of BCH Trust

DCG International Investments Ltd. plans to sell 20,000 shares of Grayscale Bitcoin Cash Trust, reflecting ongoing activity in the crypto asset management sector.

Calamos ETF Trust Updates Prospectus for S&P 500 ETF

Calamos ETF Trust updates its prospectus, setting an 8.18% cap for its S&P 500 Structured Alt Protection ETF for the upcoming Outcome Period.

BofA Finance LLC Issues $7.27 Million in Yield Notes

BofA Finance LLC has launched $7.27 million in auto-callable yield notes linked to major stock indices, reflecting its growth strategy in commercial banking.

iDirect Multi-Strategy Fund reports results of tender offer

iDirect Multi-Strategy Fund, LLC files final amendment to tender offer, revealing results of share purchase initiative worth $18.15 million.

DoubleLine Opportunistic Income Fund II Ltd Files New Offering

DoubleLine Opportunistic Income Fund II Ltd has filed a new offering under Rule 506(b), aiming to attract capital in the hedge fund sector.

First Trust Unveils New ETF Strategy in Latest Filing

First Trust Exchange-Traded Fund announces a new investment strategy for its FT Vest Laddered Autocallable Barrier & Catapult ETF in a recent SEC filing.

Citigroup files pricing supplement for new securities offering

Citigroup Inc. files a preliminary pricing supplement for new securities linked to major stock indices, aiming to enhance its product offerings.

BofA Finance issues $10.08 million in contingent income notes

BofA Finance LLC has issued $10.08 million in contingent income notes linked to Amazon, marking a strategic move in the national commercial banking sector.

Fairway Private Equity Announces Tender Offer for Shares

Fairway Private Equity & Venture Capital Opportunities Fund reveals a tender offer to repurchase shares, aiming to enhance liquidity for shareholders.

FedEx Chief People Officer Reports Multiple Stock Transactions

Tracy B. Brightman of FedEx reports significant stock transactions, reflecting changes in executive ownership and strategy post spin-off.

Sperling reports sale of 3,490 shares in Thermo Fisher

Scott M. Sperling of Thermo Fisher Scientific reports a sale of 3,490 shares, now holding 65,989 shares. The transaction reflects ongoing engagement in the industry.

Britt Lisa P. Sells 2,831 Shares of Thermo Fisher Stock

Britt Lisa P., Chief HR Officer at Thermo Fisher, sold 2,831 shares of stock, reflecting trends in executive stock management and corporate governance.

United States Lime & Minerals Reports Q3 2026 Results

United States Lime & Minerals Inc. shares its Q3 2026 financial results, showcasing growth and stability in the nonmetallic minerals sector.

American Tower's Ruth T. Dowling Sells 1,578 Shares of Stock

Ruth T. Dowling of American Tower Corp sells 1,578 shares of stock, reflecting ongoing stock management strategies within the real estate investment trust sector.

Financialist News Desk

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