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Wednesday, November 4, 2026

Companies

Public company updates

T1 Energy registers resale of 13.4 million shares of stock

T1 Energy Inc. files a prospectus supplement to register the resale of over 13 million shares, fulfilling obligations from recent convertible notes.

BofA Finance LLC Issues $470,000 in Callable Yield Notes

BofA Finance LLC announces the issuance of $470,000 in callable yield notes, guaranteed by Bank of America Corporation, reflecting industry trends.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, enhancing its debt offerings amid competitive banking landscape.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for contingent interest notes linked to American Airlines, signaling innovation in the banking sector.

iSpecimen Files Preliminary Proxy Statement for Annual Meeting

iSpecimen Inc. files a preliminary proxy statement for its annual meeting, outlining key proposals for stockholder approval, including a corporate conversion.

Brookfield Credit Co-Invest Sidecar files for Regulation D offering

Brookfield Credit Co-Invest Sidecar seeks to raise funds through a Regulation D offering, marking a significant step in the pooled investment fund sector.

CFO Cimino Thomas James Acquires 76,100 Shares in Spruce Power

Cimino Thomas James, CFO of Spruce Power Holding Corp, acquires 76,100 shares, reflecting executive commitment to shareholder value.

Utz Brands CEO Howard Friedman to Depart Amid Merger Plans

Utz Brands announces CEO Howard Friedman will leave as the company prepares for its merger with Idaho USA, Inc., marking a pivotal transition.

Accendra Health Notifies NYSE of Delisting Risk Due to Noncompliance

Accendra Health Inc. faces potential delisting from the NYSE after failing to meet minimum market capitalization and equity requirements, plans to submit a compliance plan.

Evernorth Holdings Inc. Files for Initial Public Offering

Evernorth Holdings Inc. has filed an S-1 registration statement for an IPO, signaling growth in the Commodity Contracts Brokers & Dealers sector.

Mammoth Energy Services reports Q3 2026 financial results

Mammoth Energy Services, Inc. shares its Q3 2026 financial results, reflecting ongoing operations in the oil and gas field services sector.

Royal Bank of Canada announces new fixed-rate notes offering

Royal Bank of Canada has filed for Redeemable Fixed Rate Notes due in 2029, signaling its strategy to raise funds amid competitive market conditions.

Etsy Director Josh Silverman Files to Sell 1,189 Shares

Josh Silverman, director at Etsy Inc., files to sell 1,189 shares of common stock, following a series of recent stock sales.

Victory Portfolios Files New Prospectus for Mid-Cap Fund

Victory Portfolios has filed a new prospectus for its Victory Integrity Mid-Cap Value Fund, outlining investment objectives and fees.

BofA Finance LLC Issues $7.56 Million in Yield Notes

BofA Finance LLC announces the issuance of $7.56 million in contingent income buffered auto-callable yield notes, fully guaranteed by Bank of America Corporation.

Ethan Allen Seeks Shareholder Support for Board Nominees

Ethan Allen Interiors urges shareholders to elect its nominees amid CEO transition. The outcome will shape the company's future growth.

Bank of Montreal Announces New Autocallable Securities Offering

Bank of Montreal has filed a preliminary term sheet for its new Autocallable Strategic Accelerated Redemption Securities linked to major financial stocks.

Quantinno Fundamental Arbitrage Fund LP Amends Offering Details

Quantinno Fundamental Arbitrage Fund LP has amended its offering, signaling strategic adjustments in the hedge fund industry.

Citigroup Global Markets Announces New Security Offering

Citigroup Global Markets Holdings Inc. files for a new security offering, enhancing its product range amid competitive market conditions.

BofA Finance LLC Files Pricing Supplement for Notes Offering

BofA Finance LLC announces $18,000 Auto-Callable Notes, guaranteed by Bank of America, targeting structured product investors.

Financialist News Desk

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