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Monday, November 2, 2026

Companies

Public company updates

DBX ETF Trust Reports Financials in Latest NPORT-P Filing

DBX ETF Trust's latest NPORT-P filing reveals key financial insights, showcasing its asset management strategies and significant investments in Japan.

Guggenheim Funds Trust reports financial details in filing

Guggenheim Funds Trust reveals financial details in recent filing, showing total assets over $61 million and net assets of approximately $61.17 million.

DBX ETF Trust Reports Total Assets Exceeding $107 Million

DBX ETF Trust's latest filing reveals total assets over $107 million, highlighting its position in the competitive ETF market.

DBX ETF Trust Reports Financials in Latest NPORT-P Filing

DBX ETF Trust reveals key financial metrics in its recent NPORT-P filing, highlighting its position in the cybersecurity investment sector.

JPMorgan Chase Financial Co. files for new contingent notes

JPMorgan Chase Financial Co. has filed a pricing supplement for callable contingent interest notes linked to Marvell Technology's stock, aiming to attract investors.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investment securities, indicating a strategic move to attract investors.

GS Finance Corp. files prospectus for $1.166 million in notes

GS Finance Corp. has filed a prospectus for $1.166 million in notes linked to the Goldman Sachs Momentum Builder Index, indicating a strategic move in the market.

DBX ETF Trust reports asset management updates in filing

DBX ETF Trust's recent filing reveals updates on asset management and financial health, reflecting ongoing strategies in the investment sector.

BBCMS Mortgage Trust files ABS-EE report on securities

BBCMS Mortgage Trust 2025-5C37 files ABS-EE report detailing commercial mortgage-backed securities, shedding light on loan performance and property valuations.

ETF Opportunities Trust to Dual List Funds on Nasdaq and Texas

ETF Opportunities Trust announces dual listing of its funds on Nasdaq and Nasdaq Texas, effective November 2, 2026, enhancing investor accessibility.

Barclays Bank announces $2 billion note issuance

Barclays Bank PLC files for $2 billion in Buffered Autocallable Contingent Coupon Notes, enhancing its offerings in the commercial banking sector.

Strongr2gethr LP files new offering to raise capital

Strongr2gethr LP has filed a new offering under Rule 506(b) to raise capital through a private equity fund, highlighting a strategic move in the investment sector.

Mirae Asset Global Investments files 13F Notice for Q3 2026

Mirae Asset Global Investments (USA) Inc. files a 13F Notice, revealing its investment strategies and portfolio adjustments as of September 30, 2026.

JPMorgan Chase Financial Co. files for structured notes

JPMorgan Chase Financial Co. LLC files preliminary pricing for structured investment notes linked to MerQube US Tech+ Vol Advantage Index, guaranteed by JPMorgan Chase & Co.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, targeting risk-tolerant investors with potential returns.

Citigroup Files Pricing Supplement for Medium-Term Notes

Citigroup Inc. has filed a pricing supplement for new medium-term senior notes, reflecting its strategy to enhance funding capabilities.

NorthAvenue LLC reports $141.8M in holdings for Q3 2026

NorthAvenue LLC reveals its Q3 2026 holdings valued at $141.8 million, indicating strategic investments across various sectors.

Bank of Nova Scotia files for STEP Income Securities

Bank of Nova Scotia files preliminary term sheet for STEP Income Securities linked to CrowdStrike, indicating a strategic shift in investment offerings.

BBCMS Mortgage Trust 2025-5C37 Reports Distribution to Holders

BBCMS Mortgage Trust 2025-5C37 announces distribution report confirming payments to certificate holders, reflecting stability in asset-backed securities.

Morgan Stanley Finance files pricing supplement for new securities

Morgan Stanley Finance LLC files a pricing supplement for Enhanced Buffered Jump Securities, expanding its structured investments offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →