BofA Finance LLC has taken a significant step by filing a preliminary pricing supplement for Buffered Digital Return Notes linked to the Dow Jones Industrial Average. This strategic move, outlined in their recent SEC filing, highlights the company’s commitment to expanding its product offerings in the financial markets.

The Buffered Digital Return Notes are designed to provide investors with a unique opportunity, offering a potential return of 10% over the principal amount if certain conditions are met. This product is expected to price on November 23, 2026, and will have a maturity date of February 28, 2028.

Background

BofA Finance LLC, classified under the SIC code 6021, operates within the national commercial banks sector. The company is a subsidiary of Bank of America Corporation, which is also a prominent player in this industry. BofA Finance LLC's recent filings include multiple 424B2 forms, indicating ongoing activities related to securities offerings. The most recent filing was made on October 30, 2026, under accession number 0001918704-26-033380.

What the Filing Says

The filing details that the Buffered Digital Return Notes will be issued in minimum denominations of $1,000.00, with no periodic interest payments. The notes will not be listed on any securities exchange, and their performance will be tied to the Dow Jones Industrial Average. If the ending value of the underlying index is greater than or equal to 100% of its starting value, investors will receive a digital payment of $1,100.00 per $1,000.00 in principal amount of notes.

Impact

This new offering may significantly affect potential investors looking for innovative financial products. The notes carry a unique risk profile, as they are subject to the credit risk of BofA Finance LLC and Bank of America Corporation, the guarantor. Investors should be aware that the notes are not FDIC insured and may lose value.

What's Next

The pricing of the notes is set for November 23, 2026, with an expected issue date of November 27, 2026. Further details regarding the performance and specific terms of the notes will likely be outlined in subsequent filings.