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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

UBS AG launches $2.655M Trigger Autocallable Notes

UBS AG has filed to offer $2.655 million in Trigger Autocallable Contingent Yield Notes linked to NVIDIA, Dell, and Tesla stocks, highlighting industry trends.

UBS AG launches new Phoenix Autocallable Buffer Notes

UBS AG introduces Phoenix Autocallable Buffer Notes linked to CrowdStrike, expanding its investment offerings amid competitive banking landscape.

Toronto Dominion Bank Announces Callable Contingent Notes

Toronto Dominion Bank files pricing supplement for $117,000 Callable Contingent Interest Barrier Notes linked to major stock indices.

GS Finance Corp. Files Pricing Supplement for New Notes

GS Finance Corp. announces a new series of notes linked to the S&P 500 Futures Index, showcasing its innovative approach in the financial market.

UBS AG announces new Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its new Trigger Callable Contingent Yield Notes, reflecting innovative trends in the banking sector.

UBS AG files pricing supplement for new contingent yield notes

UBS AG has filed a pricing supplement for $2.989 million in Trigger Autocallable Contingent Yield Notes linked to SpaceX, reflecting its innovative strategies in banking.

Bank of Nova Scotia Launches $1.293M Autocallable Notes

Bank of Nova Scotia files for $1.293 million in new autocallable notes, signaling a strategic move in the state commercial banking sector.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, indicating a strategic funding move in the banking sector.

UBS AG issues $1.746 billion in Trigger Autocallable Notes

UBS AG has launched $1.746 billion in Trigger Autocallable Contingent Yield Notes, linked to major stock indices, highlighting its investment strategy.

Toronto Dominion Bank Launches $75,000 Contingent Interest Notes

Toronto Dominion Bank announces $75,000 in Autocallable Contingent Interest Barrier Notes, reflecting innovation in the commercial banking sector.

Palmetto HASI Holdings Reports Third-Party Due Diligence Findings

Palmetto HASI Holdings LLC files a report detailing third-party due diligence findings from KPMG LLP, enhancing transparency in asset-backed securities.

Toronto-Dominion Bank offers new Callable Contingent Notes

Toronto-Dominion Bank files pricing supplement for Callable Contingent Interest Barrier Notes linked to major indices, diversifying its offerings.

Barclays Bank announces new notes linked to indices

Barclays Bank PLC files a preliminary pricing supplement for new notes linked to Russell 2000 and Nasdaq-100 indices, indicating innovation in financial products.

Phelan to Sell 25,000 Shares of Accel Entertainment Stock

Mark Phelan plans to sell 25,000 shares of Accel Entertainment, signaling ongoing insider activity in the amusement and recreation services sector.

Bank of Nova Scotia Offers $1.095M in New Autocallable Notes

Bank of Nova Scotia announces $1.095 million in autocallable notes linked to Nu Holdings, showcasing its investment strategy amid industry competition.

Toronto Dominion Bank offers $500,000 in Callable Notes

Toronto Dominion Bank has filed a pricing supplement for $500,000 in Callable Contingent Interest Barrier Notes linked to major market indices.

Raymond Woo to Sell 4,887 Shares of Ceribell, Inc.

Raymond Woo files to sell 4,887 shares of Ceribell, Inc. after exercising stock options, reflecting ongoing executive activity in the market.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $250,000 in structured investments linked to Nasdaq-100 and S&P 500 indices.

Toronto-Dominion Bank offers new Callable Contingent Notes

Toronto-Dominion Bank introduces Callable Contingent Interest Barrier Notes linked to major indices, enhancing its product offerings in the commercial banking sector.

Wells Fargo Finance LLC Files Pricing Supplement for Notes

Wells Fargo Finance LLC has filed a preliminary pricing supplement for its Medium-Term Notes, indicating a strategic move in the national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →