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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. has filed a preliminary pricing supplement for its medium-term senior notes, signaling a strategic funding move in the banking sector.

GS Finance Corp. unveils new index-linked notes due 2031

GS Finance Corp. files a preliminary pricing supplement for new index-linked notes due 2031, marking a strategic move in the securities market.

Welltower announces issuance of shares under Fellowship Grant

Welltower Inc. files to issue 166,666 shares as part of the Fellowship Grant honoring Charles T. Munger, impacting its operating partners.

RarePh8, Inc. announces $1.5 million private offering

RarePh8, Inc. has filed for a $1.5 million private offering to support working capital and payroll, signaling a trend in private fundraising.

BofA Finance LLC Announces New Contingent Income Notes

BofA Finance LLC has filed a pricing supplement for new Contingent Income Auto-Callable Yield Notes, enhancing its product offerings in the banking sector.

Forum Energy Technologies officer sells 4,300 shares of stock

John C. Ivascu, an officer at Forum Energy Technologies, sells 4,300 shares of stock valued at approximately $387,623.66 amid ongoing market activity.

Citigroup files for new Medium-Term Senior Notes offering

Citigroup Inc. has filed a preliminary pricing supplement for its new Medium-Term Senior Notes, Series N, aimed at diversifying funding sources.

Wells Fargo Finance LLC files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for new medium-term notes, reflecting trends in the national commercial banking sector.

UWM Holdings announces rights offering for 200 million shares

UWM Holdings Corp files a prospectus supplement for a rights offering to sell up to 200 million shares of Class A common stock.

Tempus AI CEO Eric Lefkofsky Sells 250,000 Shares

Tempus AI, Inc. reports a significant share sale by CEO Eric Lefkofsky, reflecting ongoing trends in the computer programming industry.

Bank of Montreal Launches Market-Linked Securities Offering

Bank of Montreal files for new market-linked securities, offering investors unique equity-linked investment opportunities tied to major tech stocks.

Installed Building Products secures $250 million in loans

Installed Building Products, Inc. secures $250 million in incremental loans to enhance financial stability, signaling confidence in the residential construction sector.

UBS AG unveils Trigger Autocallable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated, diversifying its financial products.

UBS AG announces offering of Trigger Autocallable Notes

UBS AG files for Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group, marking a strategic move in the national commercial banking sector.

US Bancorp Prices $9.29 Million in Callable Fixed-Rate Notes

US Bancorp has priced $9.29 million in callable fixed-rate notes, indicating a strategic move to secure fixed income investments.

GS Finance Corp. Files Prospectus for $383 Million in Notes

GS Finance Corp. files a prospectus for $383 million in notes linked to the S&P 500 Futures Index, marking a strategic financial move.

UBS AG offers $1.1 million in Autocallable Yield Notes

UBS AG launches $1.1 million Trigger Autocallable Contingent Yield Notes linked to Tesla's stock, reflecting its innovative strategy in banking.

UBS AG announces new Trigger Autocallable Notes linked to TTWO

UBS AG files for new Trigger Autocallable Contingent Yield Notes linked to Take-Two Interactive, highlighting risks and potential returns for investors.

UBS AG launches $775,000 Trigger Autocallable Notes

UBS AG has introduced $775,000 in Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group, highlighting its investment strategy.

UBS AG Offers $503 Million in Contingent Yield Notes

UBS AG has filed to offer $503 million in Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated's stock, highlighting its strategic product expansion.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →