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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

22nd Century Group adds Clear Street as sales agent for stock

22nd Century Group, Inc. enhances its capital strategy by adding Clear Street LLC as a sales agent for up to $18.8 million in common stock.

Basswood Opportunity Partners files to sell shares of Dime Bank

Basswood Opportunity Partners, L.P. files to sell 14,294 shares of Dime Community Bancshares, signaling strategic investment adjustments.

Basswood Financial Fund Files to Sell Shares of Dime Bancshares

Basswood Financial Long Only Fund, L.P. files to sell shares of Dime Community Bancshares, indicating strategic moves in the national commercial banking sector.

Basswood Financial Fund to Sell Shares of Dime Community Bancshares

Basswood Financial Fund, Ltd. plans to sell 267 shares of Dime Community Bancshares, Inc., signaling a strategic shift in its investment approach.

Basswood Financial Fund to Sell Shares of Dime Community Bancshares

Basswood Financial Fund, L.P. files to sell shares of Dime Community Bancshares, signaling ongoing activity in the national commercial banking sector.

Basswood Capital Management sells shares in Dime Community Bancshares

Basswood Capital Management sold 25,871 shares in Dime Community Bancshares, reflecting strategic investment moves in the banking sector.

Venrock Healthcare Capital Partners XP Reports Stock Transactions

Venrock Healthcare Capital Partners XP, L.P. reported significant stock transactions involving Lycia Therapeutics, Inc., reflecting active investment strategies in biotech.

Sciarra Paul Cahill files to sell 500,000 shares of Pinterest

Paul Sciarra files to sell 500,000 shares of Pinterest, valued at $10.3 million, reflecting his ongoing relationship as a co-founder.

Pear Ventures Opportunities XIII files new $9.35 million offering

Pear Ventures Opportunities XIII, LLC files a new offering of $9.35 million, reflecting strong interest in venture capital investments.

Revino, Inc. completes $175,000 private offering for growth

Revino, Inc. successfully raises $175,000 in a private offering, emphasizing growth potential in the manufacturing sector.

Goldman Sachs Files for Callable Notes Due 2027-2041

Goldman Sachs has filed a preliminary prospectus for callable notes due from 2027 to 2041, signaling a strategy to diversify funding sources.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for leveraged basket-linked notes, indicating a strategic move in the security brokers and dealers sector.

JPMorgan Chase Financial Co. files for $517M in notes

JPMorgan Chase Financial Co. LLC has filed a registration statement for $517 million in Digital Barrier Notes linked to various indices, signaling confidence in the sector.

Apex Critical Metals Announces Closing of Over-Allotment Option

Apex Critical Metals Corp. closes over-allotment option for public offering, issuing 60,000 ADS at $4.65, strengthening its financial position.

Goldman Sachs ETF Trust Registers New Securitized Income ETF

Goldman Sachs ETF Trust has registered shares for its new Goldman Sachs Securitized Income ETF, marking a strategic expansion in the investment sector.

BofA Finance LLC Offers $6.94 Million Trigger Autocallable Notes

BofA Finance LLC has filed a pricing supplement for $6.94 million in Trigger Autocallable Notes linked to the Russell 2000 Index, guaranteed by Bank of America.

AB CarVal Credit Opportunities Fund Files Post-Effective Amendment

AB CarVal Credit Opportunities Fund has filed a post-effective amendment to its registration statement, marking a significant update for the investment management sector.

BofA Finance LLC Files Preliminary Pricing Supplement

BofA Finance LLC files a preliminary pricing supplement for market-linked securities, offering leveraged exposure to key indices, guaranteed by Bank of America.

Merlin, Inc. appoints Mark Brunner as new president

Merlin, Inc. has appointed Mark Brunner as president, effective immediately, reflecting a strategic leadership change within the company.

Merlin, Inc. appoints Mark Brunner as President

Merlin, Inc. announces Mark Brunner as the new President, while Matthew George remains CEO, signaling a shift in leadership strategy.

Financialist News Desk

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