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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Rosenbaum files to sell 1,200 shares of Guidewire Software

Michael George Rosenbaum plans to sell 1,200 shares of Guidewire Software, reflecting ongoing executive share sales in the tech sector.

BofA Finance files pricing supplement for new yield notes

BofA Finance LLC has filed a pricing supplement for its Contingent Income Issuer Callable Yield Notes linked to major stock indices.

Citigroup files preliminary prospectus for new S&P-linked security

Citigroup Global Markets Holdings Inc. files a preliminary prospectus for a new security linked to the S&P 500 index, showcasing its commitment to innovative financial products.

Morgan Stanley Finance LLC Files Amendment for Market-Linked Notes

Morgan Stanley Finance LLC has filed an amendment for its market-linked notes, highlighting its strategic efforts in the securities industry.

Morgan Stanley Files Free Writing Prospectus for SPUMP40

Morgan Stanley has filed a free writing prospectus for SPUMP40 securities, aiming to attract investors with competitive rates and innovative features.

Clark Kyle Files to Sell 10,000 Shares of Beta Technologies

Clark Kyle has filed to sell 10,000 shares of Beta Technologies, valued at approximately $206,860.23, reflecting ongoing activity in the aircraft manufacturing sector.

Dover Corp registers 4.350% Notes due 2030

Dover Corp registers 4.350% Notes due 2030, enhancing capital structure in the construction and mining machinery sector.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, signaling a strategic move in the commercial banking sector.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for Uncapped Accelerated Barrier Notes linked to major indices, signaling innovation in structured investments.

Morgan Stanley Finance LLC Unveils SPUMP40 Securities

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for SPUMP40 securities, showcasing its commitment to innovative financial products.

ONESPAWORLD Holdings Ltd Files to Sell 20,000 Shares

ONESPAWORLD Holdings Ltd has filed to sell 20,000 shares of common stock, valued at approximately $611,908, signaling potential changes in ownership dynamics.

DocuSign officer Paula Hansen files to sell 3,300 shares

Paula Hansen of DocuSign has filed to sell 3,300 shares of stock, following recent acquisitions through performance and restricted stock.

Morgan Stanley unveils new contingent income auto-callable securities

Morgan Stanley files a free writing prospectus for new contingent income auto-callable securities, highlighting innovation in the securities market.

Norwitt to Sell Nearly 800,000 Shares of Amphenol Corporation

Richard Adam Norwitt plans to sell 799,576 shares of Amphenol Corporation, impacting the electronic connectors industry and executive stock management trends.

Nomura America Finance files pricing supplement for new notes

Nomura America Finance, LLC files a pricing supplement for new contingent coupon barrier notes linked to major U.S. stock indices, due in 2029.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC files a Free Writing Prospectus for a new contingent income auto-callable security, expanding its investment offerings.

Wallbox N.V. files prospectus for 13.9 million Class A shares

Wallbox N.V. files a prospectus to offer up to 13.9 million Class A shares, aiming to enhance liquidity and support growth in the EV charging sector.

Southern Company Officer Files to Sell 100 Shares of Stock

Matthew Kim of Southern Company has filed to sell 100 shares of stock, reflecting ongoing trends in the electric services industry.

Citigroup files for new securities linked to market indices

Citigroup Inc. files a preliminary pricing supplement for new securities linked to the Dow Jones and Russell 2000, signaling ongoing innovation in financial markets.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, showcasing their focus on innovative financial products.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →