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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

WhiteHawk Minerals Corp. Updates Registration Statement

WhiteHawk Minerals Corp. files a prospectus supplement to update its registration statement, indicating strategic adjustments in its capital structure.

Morgan Stanley Files Free Writing Prospectus for Notes

Morgan Stanley has filed a Free Writing Prospectus for market-linked notes, indicating strategic moves in the security brokers and dealers sector.

Ghamsari Nima Files to Sell 22,322 Shares of Blend Labs

Ghamsari Nima has filed to sell 22,322 shares of Blend Labs, Inc., valued at approximately $25,784, reflecting ongoing executive stock activity.

Citigroup files preliminary pricing for new securities offering

Citigroup Inc. has filed a preliminary pricing supplement for new securities linked to the Russell 2000 and S&P 500 indices, signaling innovation in banking.

Lange Philo Brendy Files to Sell 3,976 Shares of Dow Inc.

Lange Philo Brendy has filed to sell 3,976 shares of Dow Inc., reflecting a significant transaction in the plastics and materials sector.

Axis Capital Director Henry Blackburn Smith to Sell Shares

Henry Blackburn Smith of Axis Capital plans to sell 4,893 shares of common stock, reflecting ongoing changes in executive stock holdings.

Citigroup Global Markets announces new securities linked to indices

Citigroup Global Markets Holdings Inc. files update on new securities linked to Russell 2000 and S&P 500 indices, signaling innovation in financial products.

Chevron officer Jeff B. Gustavson files to sell 24,439 shares

Jeff B. Gustavson of Chevron files to sell 24,439 shares, reflecting his financial strategy amid the petroleum refining industry's dynamics.

Royal Bank of Canada Issues Accelerated Return Notes

Royal Bank of Canada files to issue Accelerated Return Notes linked to the Invesco S&P 500 ETF, highlighting innovation in the banking sector.

Morgan Stanley Finance LLC Files Amendment for Market-Linked Notes

Morgan Stanley Finance LLC has filed an amendment to its free writing prospectus for new market-linked notes, indicating ongoing innovation in financial products.

Replimune Group director sells 16,500 shares of stock

Replimune Group's Director Kapil Dhingra sells 16,500 shares, reflecting ongoing insider activity and potential implications for investor sentiment.

Phillips Dominic files to sell 29,619 shares of Samsara Inc.

Phillips Dominic, an officer at Samsara Inc., files to sell 29,619 shares, valued at approximately $1.2 million, following recent stock sales.

WhiteHawk Minerals updates credit agreement in new filing

WhiteHawk Minerals Corp. updates its credit agreement, allowing for new stock issuances and reflecting ongoing financial strategies in the crude petroleum sector.

Matthew C. Banks files to sell 552 shares of Roku, Inc.

Matthew C. Banks has filed to sell 552 shares of Roku, valued at about $86,906.88, indicating ongoing activity in the pay television services sector.

Palmer Benjamin Edward files to sell 2,000 shares of Viasat

Palmer Benjamin Edward has filed to sell 2,000 shares of Viasat Inc., marking a significant liquidity event for the officer.

Bank of Montreal Launches New Market-Linked Securities

Bank of Montreal introduces new market-linked securities tied to NVIDIA stock, expanding its offerings in the commercial banking sector.

H2O America announces $325 million equity unit offering

H2O America plans to raise $325 million through an offering of 6.5 million equity units, signaling growth in the water supply sector.

Liberty Energy Officer Michael Stock Files to Sell Shares

Michael Stock of Liberty Energy Inc. filed to sell 3,333 shares, reflecting ongoing trends in the oil and gas field services sector.

Salvia Investment acquires over 4.7 million shares of BBTX

Salvia Investment GmbH reports acquisition of 4.7 million shares of Bambusa Therapeutics, reflecting its strategy in the life sciences sector.

Workhorse Group amends credit agreements to boost funding

Workhorse Group Inc. secures additional funding through amendments to its credit agreements, increasing its borrowing capacity and deferring interest payments.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →