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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Barclays Bank unveils new contingent coupon notes offering

Barclays Bank PLC announces a new offering of Buffered Autocallable Contingent Coupon Notes linked to major indices, enhancing its investment product lineup.

Morgan Stanley Finance LLC Launches New Structured Investment

Morgan Stanley Finance LLC files a preliminary pricing supplement for new structured investments, signaling innovation in the security brokers and dealers sector.

Lloyd Advisory Services reveals Q3 2026 investment holdings

Lloyd Advisory Services, LLC. files its 13F-HR report for Q3 2026, detailing $263 million in investments, providing insights into its asset allocation strategies.

Mony Variable Account A to Liquidate ProFund VP Bear Portfolio

Mony Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, impacting its variable annuity contracts and investor options.

Morgan Stanley Finance LLC Announces New Callable Securities

Morgan Stanley Finance LLC files a pricing supplement for callable contingent income securities, indicating a strategic move in structured investments.

Pellegrino Marie discloses 30,000 share ownership in NARA

Marie Pellegrino, President of Narragansett Bancorp, reveals ownership of 30,000 shares, reflecting growing insider ownership in the savings institutions sector.

Taxiera Diana discloses ownership in Narragansett Bancorp

Taxiera Diana reports ownership of 7,251 shares in Narragansett Bancorp, emphasizing executive influence in the savings institutions sector.

Publix Super Markets reports Q3 earnings, highlights growth

Publix Super Markets Inc. shares Q3 earnings in latest filing, showcasing growth and trends in the retail-grocery industry.

Rezendes reports ownership stake in Narragansett Bancorp

Christopher J. Rezendes discloses ownership of 500 shares in Narragansett Bancorp, highlighting governance in the savings institutions sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product, targeting investors seeking leveraged returns.

Bank of Nova Scotia Issues $862,000 in New Notes

Bank of Nova Scotia announces $862,000 in new autocallable notes linked to the MSCI Emerging Markets Index, diversifying its product offerings.

Morgan Stanley Finance LLC Launches New Structured Investment Product

Morgan Stanley Finance LLC files a preliminary pricing supplement for a new structured investment product, enhancing its offerings in the financial services sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for Enhanced Trigger Jump Securities linked to NVIDIA stock, expanding its structured investment offerings.

Brown Miller Wealth Management Reports $410.5M in Holdings

Brown Miller Wealth Management's latest SEC filing reveals $410.5 million in holdings, showcasing its investment strategy and industry positioning.

Equitable America to Liquidate ProFund VP Bear Portfolio in 2027

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, affecting policyholders and the investment landscape.

Wells Fargo files term sheet for new market-linked securities

Wells Fargo has filed a term sheet for market-linked securities, signaling a strategic move to enhance its product offerings in the financial sector.

Bank of Nova Scotia Files for New Investment Securities

Bank of Nova Scotia has filed a free writing prospectus for its new investment securities linked to SpaceX, showcasing innovation in the banking sector.

Equitable America to Liquidate ProFund VP Bear Portfolio

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, effective April 23, 2027, impacting investors.

Northland Securities Reports $170M in Investments in 13F-HR

Northland Securities, Inc. reveals over $170 million in investments in its latest 13F-HR filing, showcasing a diverse portfolio in the financial services sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for new structured investment notes, signaling a strategic expansion in its product offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →