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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. files $3.85 billion pricing supplement

JPMorgan Chase Financial Co. has filed a pricing supplement for structured investments totaling $3.85 billion, reflecting its strategy in the banking sector.

HSBC USA Inc. Announces New Auto-Callable Securities

HSBC USA Inc. has filed a Free Writing Prospectus for new auto-callable securities, enhancing its investment offerings in the commercial banking sector.

Channing Capital Management reports $3.82B in assets

Channing Capital Management's latest 13F-HR filing shows $3.82 billion in assets under management as of September 30, 2026, highlighting key investment strategies.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG announces a preliminary pricing supplement for Trigger Callable Contingent Yield Notes, reflecting a strategic funding approach in the banking sector.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to major stock indices, expanding its offerings.

Zales Samuel Files to Sell 10,000 Shares of CarGurus Stock

Samuel Zales, an officer at CarGurus, Inc., has filed a Form 144 to sell 10,000 shares of Class A stock, indicating a significant liquidity event.

UBS Commercial Mortgage Trust 2018-C8 Reports Latest Distribution

UBS Commercial Mortgage Trust 2018-C8 announces its latest distribution report, reflecting performance in the commercial mortgage sector amid industry trends.

UBS AG announces new Buffer Autocallable GEARS offering

UBS AG has filed a preliminary pricing supplement for its Buffer Autocallable GEARS linked to the S&P 500, reflecting innovation in national commercial banking.

Gail M. Fortes Discloses Ownership in Narragansett Bancorp

Gail M. Fortes reports holding 100 shares of Narragansett Bancorp as a director, signaling transparency in the savings institutions sector.

Paul M. Joncas discloses 28,000 shares in Narragansett Bancorp

Paul M. Joncas reports ownership of 28,000 shares in Narragansett Bancorp, emphasizing transparency in the savings institution sector.

CEO Lorenzo Berho Carranza sells 250,000 shares of Vesta

Lorenzo Berho Carranza, CEO of Vesta Real Estate, sold 250,000 shares, reflecting significant changes in ownership. Details on the transaction inside.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new structured investments, reflecting innovation in the security brokers and dealers industry.

Hestia Capital Management reports $52.9 million in holdings

Hestia Capital Management files 13F-HR, reporting $52.9 million in holdings as of September 30, 2026, highlighting key investments in various companies.

Mony Variable Account A to Liquidate ProFund VP Bear Portfolio

Mony Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, impacting its variable annuity contracts and investors.

MONY Variable Account A announces liquidation of ProFund VP Bear Portfolio

MONY Variable Account A plans to liquidate the ProFund VP Bear Portfolio by April 23, 2027, affecting variable annuity contract holders.

UBS AG files pricing supplement for $1.1B yield notes

UBS AG has filed a pricing supplement for $1.1 billion in Trigger Autocallable Contingent Yield Notes linked to Salesforce, due in 2029.

JPMorgan Chase Financial Co. announces new medium-term notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for new medium-term notes linked to Boeing's stock, signaling product diversification.

Adell Harriman & Carpenter Reports $2 Billion in Holdings

Adell Harriman & Carpenter Inc. reveals over $2 billion in holdings in its latest 13F-HR filing, reflecting strategic investment decisions.

UBS AG Files Registration for New Index-Linked Notes

UBS AG has filed a registration statement for Digital S&P 500 Index-Linked Medium-Term Notes, indicating a strategic move in the banking sector.

T2D3 INC. launches $1 million SAFE offering to investors

T2D3 INC. initiates a $1 million SAFE offering to repay a shareholder loan, with $25,000 already raised, highlighting its investment strategy in tech.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →