Citigroup files preliminary pricing supplement for debt notes
Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, enhancing its funding strategy in the competitive banking sector.
Nathan's Famous files S-8 POS for employee securities offering
Nathan's Famous, Inc. has filed a post-effective amendment for employee benefit securities, reflecting its commitment to employee engagement in the retail-eating sector.
Mercedes-Benz Auto Receivables Trust 2024-1 Reports Latest Distribution
Mercedes-Benz Auto Receivables Trust 2024-1 announces its latest distribution report, reflecting stability in the asset-backed securities market.
Hills of Palos Verdes announces $6.5 million private offering
Hills of Palos Verdes, LLC has filed to raise $6.5 million through a private offering, signaling growth plans in the commercial sector.
BofA Finance LLC Unveils Callable Contingent Income Securities
BofA Finance LLC announces new callable contingent income securities, enhancing its offerings in the national commercial banking sector.
Wind Point Partners Sigma SPV, L.P. Files New Offering
Wind Point Partners Sigma SPV, L.P. has filed a new offering under Rule 506(b), indicating plans for a private equity fund in Chicago.
Total Investment Management Inc. Reports $1B in Holdings
Total Investment Management Inc. files its 13F-HR report, revealing over $1 billion in assets under management as of September 30, 2026.
NYLIM VP Funds Trust Files Post-Effective Amendment
NYLIM VP Funds Trust has filed a Post-Effective Amendment to its registration statement, ensuring compliance and transparency for investors.
Invesco Unit Trusts files post-effective amendment for Series 1335
Invesco Unit Trusts, Municipal Series 1335, files a post-effective amendment, including auditor consent, crucial for regulatory compliance.
Paylocity files definitive additional proxy statement
Paylocity Holding Corp submits a definitive additional proxy statement for its annual meeting, outlining key proposals for shareholders.
Zoar Ltd Announces Business Combination with Impact BioMedical
Zoar Ltd files registration for a business combination with Impact BioMedical, signaling a significant shift in the pharmaceutical preparations industry.
Quilter Cheviot Ltd files 13F Notice for Q3 2026
Quilter Cheviot Ltd has filed a 13F Notice, reflecting changes in its investment strategy for Q3 2026, impacting the investment management sector.
Marietta Wealth Management reveals $944.8 million in holdings
Marietta Wealth Management's latest SEC filing shows $944.8 million in holdings, highlighting its investment strategies and major positions in the market.
Quilter Cheviot Europe Ltd files latest 13F-NT report
Quilter Cheviot Europe Ltd has filed a new 13F-NT report, reflecting changes in its investment strategy and impacting the investment management industry.
Quilter Cheviot International Ltd files 13F Notice for Q3 2026
Quilter Cheviot International Ltd has filed a 13F Notice, detailing its investment strategies as of September 30, 2026, highlighting its role in the financial services sector.
AJRX IV, LLC Completes $10 Million Private Offering
AJRX IV, LLC has finalized a $10 million private offering under Rule 506(b), enhancing its position in the venture capital sector.
Hyundai Auto Receivables Trust 2025-D Files ABS-EE Document
Hyundai Auto Receivables Trust 2025-D has filed an ABS-EE, highlighting ongoing activity in the asset-backed securities sector.
Moverz Studios Inc. files Form D for securities offering
Moverz Studios Inc. has filed a Form D for an exempt offering of securities, indicating a potential capital raise and reflecting industry trends.
Quaker Wealth Management reports $341.4M in Q3 holdings
Quaker Wealth Management's latest 13F-HR report reveals $341.4 million in assets under management, showcasing its investment strategy as of September 30, 2026.
BofA Finance LLC Files Pricing Supplement for New Notes
BofA Finance LLC has filed a pricing supplement for auto-callable notes linked to major stock indices, indicating a strategic move in the national commercial banks sector.