TRUST CO OF VERMONT reports $2.8B in latest 13F-HR filing
TRUST CO OF VERMONT files 13F-HR, revealing $2.8 billion in assets under management as of September 30, 2026, impacting the investment management sector.
Tidal Trust V registers Defiance China Quantum ETF
Tidal Trust V has filed to register the Defiance China Quantum ETF on the Cboe BZX Exchange, signaling a strategic expansion in the ETF market.
FMA Wealth Management reports Q3 2026 holdings in 13F-HR
FMA Wealth Management's latest 13F-HR filing reveals key holdings as of September 30, 2026, impacting investment strategies in the wealth management sector.
T. Rowe Price State Tax-Free Funds Releases Semi-Annual Report
T. Rowe Price State Tax-Free Funds, Inc. shares its semi-annual report, detailing performance and updates for the New Jersey Municipal Bond Fund.
HSBC Global Asset Management Files 13F Notice for Q3 2026
HSBC Global Asset Management (France) submits 13F Notice detailing investment holdings as of September 30, 2026, highlighting transparency in asset management.
Silver Lake Advisory reports $271.6M in holdings for Q3 2026
Silver Lake Advisory, LLC's latest filing shows $271.6 million in holdings as of September 30, 2026, across 105 positions, indicating a diversified investment strategy.
Ergawealth Advisors reports $253 million in 13F-HR filing
Ergawealth Advisors, Inc. reports over $253 million in assets in its latest 13F-HR filing, highlighting key investments in major companies.
Mercedes-Benz Auto Lease Trust 2024-A Files ABS-EE Report
Mercedes-Benz Auto Lease Trust 2024-A has filed an ABS-EE report detailing its auto lease-backed securities, reflecting the current state of the leasing market.
Mercedes-Benz Auto Lease Trust 2025-A Files Asset Report
Mercedes-Benz Auto Lease Trust 2025-A files a report on its asset-backed securities, showcasing its operations in the auto leasing sector.
Mercedes-Benz Auto Lease Trust 2024-B Files ABS-EE Report
Mercedes-Benz Auto Lease Trust 2024-B files an ABS-EE report, showcasing its ongoing activity in the asset-backed securities market.
T. Rowe Price State Tax-Free Funds Releases Semi-Annual Report
T. Rowe Price State Tax-Free Funds, Inc. has released its semi-annual report, detailing the performance of its Maryland Municipal Bond Fund for the first half of 2026.
VStock Transfer, LLC Files Updated Registration with SEC
VStock Transfer, LLC submits an updated registration application with the SEC, signaling ongoing adjustments in the transfer agent industry.
Emission Critical, LP Amends Private Offering Details
Emission Critical, LP has amended its private offering, raising $16.5 million to date, reflecting trends in the pooled investment fund sector.
T. Rowe Price Intermediate Tax-Free High Yield Fund Reports
T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc. releases its semi-annual report, highlighting its financial performance and strategies.
JPMorgan Chase Financial Co. files for new structured notes
JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to major indices, expanding its offerings.
ONECHRONOS MARKETS LLC Updates Alternative Trading System
ONECHRONOS MARKETS LLC updates its alternative trading system with new order processing and execution changes, impacting subscribers and institutional investors.
Martin/Martin, Inc. files new offering of $5.6 million
Martin/Martin, Inc. has filed for a new offering of approximately $5.6 million, allowing non-accredited investors to participate.
Wells Fargo Finance LLC Announces New Equity-Linked Securities
Wells Fargo Finance LLC files a preliminary pricing supplement for new equity-linked securities, showcasing innovation in financial products.
U.S. Bancorp Announces Series P Preferred Stock Offering
U.S. Bancorp is launching an offering of depositary shares representing interests in its Series P Preferred Stock to enhance its capital structure.
Morgan Stanley Finance files pricing supplement for notes
Morgan Stanley Finance LLC files a pricing supplement for $1.475 million in leveraged buffered S&P 500 index-linked notes, emphasizing structured investment strategies.