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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Eisen Anthony Mathew Files Form 144 for Securities Sale

Eisen Anthony Mathew has filed a Form 144 to sell securities, potentially impacting Block, Inc. and the prepackaged software services sector.

Evolution Petroleum Corp files Annual Report to Security Holders

Evolution Petroleum Corp has submitted its Annual Report, shedding light on its financial performance and operational updates in the crude petroleum and natural gas sector.

Ferrante Karen Jean Files Form 144 for Proposed Securities Sale

Karen Jean Ferrante has filed a Form 144 to propose the sale of securities, indicating potential liquidity for her holdings in the pharmaceutical sector.

Axil Brands files annual report detailing company performance

Axil Brands, Inc. submits its annual report, revealing key insights into its performance and future outlook in the perfumes and cosmetics sector.

FLYEXCLUSIVE INC. Files Preliminary Proxy Statement

FLYEXCLUSIVE INC. has filed a preliminary proxy statement, indicating upcoming shareholder decisions that could shape its future.

MLP3, LLC files quarterly report on institutional holdings

MLP3, LLC has filed its quarterly report detailing institutional investment holdings, providing insights into its market strategies.

Barclays Bank PLC Files Free Writing Prospectus

Barclays Bank PLC has filed a free writing prospectus, indicating potential new offerings in the commercial banking sector.

BIP Wealth files quarterly 13F-HR report for Q3 2026

BIP Wealth, LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Andrew Hill Investment Advisors files quarterly report on holdings

Andrew Hill Investment Advisors has filed its quarterly report, revealing investment holdings as of September 30, 2026, impacting the investment management sector.

Bank of Nova Scotia Files Free Writing Prospectus

Bank of Nova Scotia files a free writing prospectus, indicating new financial strategies and potential impacts on the state commercial banking sector.

Private Wealth Partners files quarterly report on holdings

Private Wealth Partners, LLC files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting ongoing strategies in investment management.

Patrick Industries files prospectus for business combination

Patrick Industries Inc. has filed a prospectus indicating a potential business combination, impacting the motor vehicle parts and accessories industry.

JPMorgan Chase Financial Co. LLC files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling a new offering that may impact the national commercial banking industry.

Client First Capital files latest 13F-HR report

Client First Capital LLC submits its 13F-HR report, revealing its investment holdings and strategies, impacting the asset management industry.

KKR Real Estate Select Trust Inc. Amends Tender Offer Statement

KKR Real Estate Select Trust Inc. has filed an amended tender offer statement, indicating potential shifts in its acquisition strategies.

PCP East Stokes LP Investors files for exempt securities offering

PCP East Stokes LP Investors LLC has filed a Form D for an exempt offering of securities, signaling a strategic capital-raising initiative.

Carlyle Credit Solutions amends tender offer statement

Carlyle Credit Solutions, Inc. has filed an amended tender offer statement, indicating a strategic move in its operations and market position.

OLIO Financial Planning reports quarterly holdings in 13F-HR

OLIO Financial Planning's recent 13F-HR filing details its quarterly holdings, impacting institutional investors and the financial planning industry.

JPMorgan Chase Financial Co. files prospectus for new offering

JPMorgan Chase Financial Co. LLC has filed a new prospectus, indicating efforts to raise capital in the competitive national commercial banking sector.

Khazanah Nasional Berhad Files Quarterly Holdings Report

Khazanah Nasional Berhad submits its 13F-HR filing, revealing institutional holdings as of June 30, 2024, shedding light on its investment strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →