Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

DUKE Robotics Corp. files annual report detailing performance

DUKE Robotics Corp. has filed its annual report, shedding light on its financial performance and strategies in the aircraft manufacturing sector.

Kepler Nova Capital SPC announces exempt offering of securities

Kepler Nova Capital SPC has filed a Form D for an exempt offering of securities, indicating a strategy to raise capital in the investment sector.

JPMorgan Chase Financial Co. files prospectus for offering

JPMorgan Chase Financial Co. LLC files a prospectus for a new securities offering, signaling a strategic capital-raising move in the banking sector.

Forge Nano, Inc. Files to Suspend Reporting Obligations

Forge Nano, Inc. has filed to suspend its reporting obligations, marking a significant shift for the company and the special industry machinery sector.

Split Creek Capital files quarterly 13F-HR report

Split Creek Capital has submitted its quarterly 13F-HR report, revealing its investment holdings and strategies as of December 31, 2025.

First Trust Exchange-Traded Fund III Files Definitive Materials

First Trust Exchange-Traded Fund III updates its definitive materials, signaling key changes in investment strategies that may impact the ETF market.

Axil Brands files additional definitive proxy materials

Axil Brands, Inc. has filed additional definitive proxy materials, indicating potential governance changes and ongoing shareholder engagement.

Malpani Raghavendra proposes sale of securities via Form 144

Malpani Raghavendra files Form 144 to propose sale of securities, indicating potential liquidity events and impacting the prepackaged software industry.

InnovAge Holding Corp. files annual report, outlines strategy

InnovAge Holding Corp. has filed its annual report, shedding light on its performance and future strategies in the health services sector.

Mao Cecilia Files Form 144 for Proposed Sale of Securities

Mao Cecilia has filed a Form 144 to propose the sale of securities, signaling potential changes in the consumer credit reporting sector.

Jefferies Financial Group files new prospectus for offering

Jefferies Financial Group Inc. has filed a prospectus for a new offering, indicating growth potential and strategic moves in the financial sector.

Evolution Petroleum files definitive proxy statement for vote

Evolution Petroleum Corp has filed a definitive proxy statement, outlining key proposals for an upcoming shareholder meeting that may impact its governance.

Axil Brands files definitive proxy statement for governance changes

Axil Brands, Inc. files a definitive proxy statement, indicating potential governance changes as it navigates the competitive cosmetics market.

DSS, Inc. Files Preliminary Information Statement

DSS, Inc. has filed a preliminary information statement, indicating potential changes ahead for the company and the paperboard containers industry.

Tenaya Therapeutics files definitive proxy statement for meeting

Tenaya Therapeutics has filed a definitive proxy statement, detailing plans for an upcoming shareholder meeting, significant for the biological products industry.

Parthenon LLC reports quarterly holdings for Q3 2026

Parthenon LLC's latest filing reveals its quarterly holdings as of September 30, 2026, reflecting its investment strategy and portfolio adjustments.

River Street Advisors files quarterly 13F-HR report

River Street Advisors LLC reveals its investment holdings in its latest 13F-HR filing, providing insights into its portfolio as of September 30, 2026.

Madison Square Garden Entertainment files definitive proxy statement

Madison Square Garden Entertainment Corp. files a definitive proxy statement, highlighting shareholder information ahead of its annual meeting.

Legacy Wealth Management files quarterly report on holdings

Legacy Wealth Management, LLC has filed its quarterly report, detailing investment holdings as of September 30, 2026, reflecting trends in the investment management industry.

Loan Aggregator Trust 3 Reports Due Diligence Findings

Loan Aggregator Trust 3 provides updates on due diligence findings in its latest ABS-15G filing, highlighting compliance in the asset-backed securities sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →