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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

John Deere Owner Trust 2023-C Files Latest Distribution Report

John Deere Owner Trust 2023-C has filed its latest distribution report, reflecting ongoing activity in the asset-backed securities market.

John Deere Owner Trust 2024-C Files Latest Distribution Report

John Deere Owner Trust 2024-C has filed its latest distribution report, reflecting ongoing activity in the asset-backed securities market.

Kora Holdings III amends securities offering in latest filing

Kora Holdings III has amended its securities offering, impacting its capital structure and investor interest. Details on the filing are available.

QSC, LLC files automatic shelf registration statement

QSC, LLC has filed an automatic shelf registration statement, signaling its readiness to raise capital in the electric lighting and wiring equipment sector.

HG Vora Special Opportunities Fund amends securities offering

HG Vora Special Opportunities Fund Ltd. has amended its exempt offering of securities, indicating strategic shifts and ongoing compliance efforts.

JPMorgan Chase Financial Co. files new prospectus for capital

JPMorgan Chase Financial Co. LLC has filed a prospectus to enhance its capital position, impacting the national commercial banking sector.

JPMorgan Chase Financial Co. files prospectus for offering

JPMorgan Chase Financial Co. LLC has filed a prospectus for a securities offering, signaling its commitment to enhance its capital base in the banking sector.

Tidal Trust V files certification of no changes in materials

Tidal Trust V certifies no changes in definitive materials, ensuring stability in its investment offerings and reflecting its commitment to transparency.

RCE Technologies files Form D for exempt securities offering

RCE Technologies, Inc. has filed a Form D for an exempt offering of securities, signaling potential growth and strategic funding.

Nova R Wealth files quarterly 13F-HR report for Q3 2026

Nova R Wealth, Inc. has submitted its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

John Deere Owner Trust 2023 Files Latest Distribution Report

John Deere Owner Trust 2023 submits its latest distribution report, highlighting its ongoing operations in asset-backed securities.

Citigroup files preliminary pricing supplement for offering

Citigroup Inc. has filed a preliminary pricing supplement for a new securities offering, enhancing its capital-raising capabilities in the financial sector.

WAFD Inc. Files Additional Proxy Materials for Shareholders

WAFD Inc. has submitted additional definitive proxy materials, signaling important corporate governance actions for shareholders.

John Deere Owner Trust 2026-B Files Distribution Report

John Deere Owner Trust 2026-B files a distribution report, signaling ongoing activity in the asset-backed securities market.

First Horizon Corp files quarterly 13F-HR report

First Horizon Corp's recent 13F-HR filing provides insights into its institutional holdings and strategic positioning in the National Commercial Banks sector.

Harbor Asset Planning files quarterly report on holdings

Harbor Asset Planning, Inc. files its quarterly report detailing institutional holdings as of September 30, 2026, reflecting transparency in investment strategies.

Saturna Investment Trust files monthly portfolio report

Saturna Investment Trust has submitted its monthly portfolio investments report, showcasing its commitment to transparency and operational strategies.

Southern Capital Advisors files quarterly 13F-HR report

Southern Capital Advisors, LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Roundhill ETF Trust Files New Effective Date for Amendment

Roundhill ETF Trust updates its investment strategies with a new effective date for its post-effective amendment, reflecting industry trends.

PTM Wealth Management files quarterly 13F-HR report

PTM Wealth Management, LLC has submitted its quarterly 13F-HR report, showcasing its investment holdings as of September 30, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →