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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Lattice Strategies Trust Files Additional Proxy Materials

Lattice Strategies Trust has filed additional definitive proxy materials, indicating potential governance changes that could impact the investment management sector.

Eisen Anthony Mathew Files Form 144 for Securities Sale

Eisen Anthony Mathew files Form 144, indicating a proposed sale of securities, impacting the prepackaged software sector.

Livforsakringsbolaget Skandia files latest 13F-HR report

Livforsakringsbolaget Skandia, Omsesidigt files its 13F-HR, detailing its investment holdings as of September 30, 2026, impacting the financial services sector.

GS Finance Corp. Files Prospectus Update for Capital Raising

GS Finance Corp. has filed a prospectus update, enhancing its capital-raising capabilities in the competitive security brokerage industry.

Asset Planning reports quarterly holdings for Q3 2026

Asset Planning, Inc. files quarterly report revealing holdings as of September 30, 2026, impacting investor sentiment and industry trends.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. files a preliminary pricing supplement for a new debt offering, signaling strategic capital raising efforts in the banking sector.

DB&C Advisors files quarterly 13F-HR report for Q3 2026

DB&C Advisors, LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

BlackRock International Select Equity Fund Files Amendment

BlackRock International Select Equity Fund files a post-effective amendment, updating its investment strategies and fund structure effective October 28, 2026.

Citizens Bank files latest 13F-NT report for Q3 2026

Citizens Bank, National Association files its 13F-NT report, detailing institutional investment activities for Q3 2026, reflecting ongoing strategies in the financial sector.

Trio-Tech International Files Definitive Proxy Statement

Trio-Tech International has filed a definitive proxy statement, providing key information for shareholders ahead of its upcoming meeting.

Fortress Financial Group files quarterly 13F-HR report

Fortress Financial Group, LLC has submitted its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

Royal Palms Capital LLC files quarterly report on holdings

Royal Palms Capital LLC has filed its quarterly report detailing institutional holdings, reflecting its investment strategy as of September 30, 2026.

JPMorgan Chase Financial Co. files prospectus for new offerings

JPMorgan Chase Financial Co. LLC files a prospectus for new securities offerings, indicating continued capital-raising efforts in the banking sector.

Seligman Tech Spectrum Fund Amends Exempt Offering Notice

Seligman Tech Spectrum Fund LLC updates its notice of exempt offering of securities, signaling a shift in its investment strategy.

Abound Wealth Management files quarterly 13F-HR report

Abound Wealth Management has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Range Resources announces business combination prospectus

Range Resources Corp files a prospectus for a business combination, indicating growth potential in the crude petroleum and natural gas sector.

Quantum Genesis AI Corp. Files Amended Offering Statement

Quantum Genesis AI Corp. has filed an amended offering statement, reflecting its growth strategy in the industrial organic chemicals sector.

JPMorgan Chase Financial Co. files new prospectus update

JPMorgan Chase Financial Co. LLC files a new prospectus, signaling a strategic move in the national commercial banking sector.

Toronto Dominion Bank files prospectus for new securities offering

Toronto Dominion Bank has filed a prospectus for a new securities offering, aiming to strengthen its capital base amid industry competition.

Artificial Intelligence Technology Solutions Files Preliminary Info

Artificial Intelligence Technology Solutions Inc. files a preliminary information statement, indicating potential corporate governance changes.

Financialist News Desk

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