Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

CitiGroup Commercial Mortgage Trust Files ABS-EE Report

CitiGroup Commercial Mortgage Trust 2018-B2 files an ABS-EE report, showcasing its ongoing activity in the asset-backed securities market.

Oxy Capital Magellan Q3-2026 files for exempt securities offering

Oxy Capital Magellan Q3-2026 files a Form D for an exempt securities offering, indicating a strategic move to attract investments.

Advisors Disciplined Trust 2366 Files Pre-Effective Pricing Amendment

Advisors Disciplined Trust 2366 has filed a pre-effective pricing amendment, signaling readiness for its next offering stage.

Deep Sea Minerals Corp. files voluntary supplemental update

Deep Sea Minerals Corp. has filed a voluntary supplemental update, reflecting ongoing developments in its operations within the metal mining industry.

Paradice Investment Management files quarterly report update

Paradice Investment Management Pty Ltd files its quarterly report, offering insights into its investment strategies and holdings in the asset management sector.

UBS AG Files New Prospectus for Financial Offerings

UBS AG has filed a new prospectus, signaling its commitment to adapt in the competitive national commercial banking sector.

Federico Peter J Reports Proposed Sale of Securities

Federico Peter J files Form 144 for proposed sale of securities, signaling potential changes in investment strategy within the real estate sector.

FSA Wealth Partners files latest 13F-HR report for Q3 2026

FSA Wealth Partners, Inc. files its 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the wealth management sector.

Citigroup files preliminary pricing supplement for new offering

Citigroup Inc. files a preliminary pricing supplement, signaling strategic financial moves in the National Commercial Banks sector.

UniSuper Management files quarterly report on holdings

UniSuper Management Pty Ltd files its quarterly report detailing holdings as of September 30, 2026, impacting the asset management industry.

Morton Capital Management files quarterly report on holdings

Morton Capital Management LLC submits its quarterly report detailing investment holdings as of September 30, 2026, reflecting ongoing strategies in portfolio management.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling an upcoming offering to enhance its capital structure.

JPMorgan Chase Financial Co. files free writing prospectus

JPMorgan Chase Financial Co. LLC has filed a free writing prospectus, signaling potential changes in its financial offerings.

CitiGroup Commercial Mortgage Trust 2018-B2 Reports Latest Distribution

CitiGroup Commercial Mortgage Trust 2018-B2 files a distribution report, highlighting its ongoing activities in the asset-backed securities market.

JPMorgan Chase files free writing prospectus for capital raise

JPMorgan Chase & Co. has filed a free writing prospectus, indicating a potential shift in its capital-raising strategy amid evolving market conditions.

Forbes Financial Planning reports quarterly holdings for Q3 2026

Forbes Financial Planning, Inc. files quarterly report detailing holdings as of September 30, 2026, reflecting its investment strategies and market position.

Flexsteel Industries files definitive proxy statement for vote

Flexsteel Industries Inc. has filed a definitive proxy statement to outline proposals for shareholder approval, impacting corporate governance in the furniture sector.

JPMorgan Chase Financial Co. files free writing prospectus

JPMorgan Chase Financial Co. LLC has filed a free writing prospectus, signaling its capital-raising strategies in the competitive banking sector.

HSBC USA Inc. Files Free Writing Prospectus for Capital Raise

HSBC USA Inc. has filed a free writing prospectus, marking a strategic move in its capital-raising efforts within the National Commercial Banks sector.

ARK ETF Trust registers additional shares for its ETFs

ARK ETF Trust files a notice to register more shares under Rule 24f-2, expanding its ETF offerings and reflecting industry trends.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →