Yeh Shu-Hua, the Senior Vice President and Asia General Manager of Applied Optoelectronics, Inc., has made several transactions involving the company’s common stock. This activity, reported in a recent SEC filing, underscores the ongoing management actions within the semiconductor industry.
According to the filing dated October 26, 2026, Yeh reported transactions that took place on October 22, 2026. The transactions involved the surrender of shares to meet tax obligations related to the vesting of restricted stock units. The total number of shares surrendered was 2,218, with a price of $77.32 per share.
Background
Applied Optoelectronics, Inc. is a company primarily engaged in the manufacturing of semiconductors and related devices. The company is incorporated in Delaware and operates out of Sugar Land, Texas. Its fiscal year ends on December 31. Yeh Shu-Hua has been actively involved in the company’s operations, as indicated by his recent stock transactions.
What the Filing Says
The SEC filing reveals that Yeh Shu-Hua surrendered shares to satisfy tax-withholding obligations upon the vesting of restricted stock unit awards. The filing notes, "Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023." This indicates a structured approach to managing stock compensation within the company.
Impact
These transactions may affect the company’s stockholder base, as they involve the Senior Vice President’s ownership of the company’s shares. Yeh's actions reflect the broader practices within the semiconductor industry regarding stock compensation and tax obligations. The transparency in these transactions is crucial for maintaining investor confidence.
What's Next
The filing does not say what happens next.