Roger Wittlin Investment Advisory, LLC has filed its latest 13F-HR report, revealing a total of approximately $128.3 million in assets under management as of September 30, 2026. This filing is significant as it provides insights into the firm’s investment strategies and positions within the financial advisory sector.
Founded in California, Roger Wittlin Investment Advisory, LLC specializes in investment management and advisory services. The firm is registered with the SEC and operates under the Central Index Key (CIK) number 0001911328. The recent filing, dated October 19, 2026, is part of a series of regular disclosures that the firm has made, reflecting its ongoing commitment to transparency in its investment activities.
According to the filing, the report covers the period ending September 30, 2026, and includes a total of 46 different holdings. The report indicates that the firm has made substantial investments in various sectors, with a notable focus on technology and financial services. For instance, significant allocations were made to Alphabet Inc., which includes both Class A and Class C shares, valued at approximately $338,099 and $247,482 respectively. This indicates a strong belief in the technology giant's growth potential.
Additionally, the firm has invested in a range of exchange-traded funds (ETFs) such as those offered by BlackRock and Invesco, highlighting a diversified approach to asset management. For example, the report lists holdings in the iShares Core S&P 500 ETF and the Invesco QQQ Trust, reflecting a strategy that balances risk with potential returns.
These investments may affect various stakeholders, including clients of Roger Wittlin Investment Advisory who rely on the firm’s expertise to manage their portfolios. The disclosure of such a substantial portfolio also serves as a benchmark for other firms in the financial advisory industry, providing insights into competitive positioning and market trends.
As the financial advisory sector continues to adapt to changing market conditions, the implications of this filing could resonate beyond Roger Wittlin Investment Advisory. The firm’s strategic choices may influence how other advisors approach their investment strategies, particularly in the technology and ETF sectors.
Looking ahead, it remains to be seen how Roger Wittlin Investment Advisory will adjust its portfolio in response to market fluctuations and emerging opportunities. The filing does not specify what actions the firm may take next, but the ongoing monitoring of its investments will be crucial for stakeholders.