Prime Capital Investment Advisors, LLC has disclosed its latest holdings in a recent SEC filing, revealing a total value of over $10 billion in assets under management. This significant update is crucial as it highlights the firm's investment strategies and market position in the ever-evolving investment advisory sector.
The filing, dated October 20, 2026, is categorized as a 13F-HR, which reports the holdings of institutional investment managers. The total value of the reported holdings amounts to $10,193,272,504, reflecting a robust portfolio managed by the firm.
Background
Prime Capital Investment Advisors, LLC, based in Overland Park, Kansas, is an investment advisory firm that specializes in managing assets for various clients. The firm is registered with the SEC under the Central Index Key (CIK) number 0001731446. The company operates under the fiscal year ending December 31 and has been actively filing reports with the SEC, including multiple 13F-HR forms throughout 2026.
What the Filing Says
The recent filing indicates that Prime Capital holds a diverse range of investments, with a total of 1,099 entries listed. The firm’s Chief Compliance Officer, Anthony Woodard, signed off on the filing, which includes detailed information about the securities held as of September 30, 2026.
Impact
This filing may affect various stakeholders, including investors, competitors, and the broader investment advisory industry. The substantial value of holdings reported by Prime Capital could influence investor confidence and attract potential clients seeking advisory services. Additionally, the firm's strategies may set trends within the industry, impacting how other firms approach asset management.
What's Next
Details were not available in the SEC filing regarding the next steps for Prime Capital Investment Advisors following this report. It remains to be seen how the firm will leverage this information in its future investment strategies and client relations.